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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2021
Nov 13, 2021
30568_dirs_2021-11-12_ad5f0339-c240-4b53-ad7c-78027805d253.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2021-11-10
Reporting Person: GRIFFIN LIAM (Director, Chairman, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-10 | Common Stock | A | 10729 | $0.00 | Acquired | 132611 | Direct |
| 2021-11-10 | Common Stock | F | 5320 | $160.31 | Disposed | 127291 | Direct |
| 2021-11-10 | Common Stock | S | 2367 | $162.56 | Disposed | 124924 | Direct |
| 2021-11-10 | Common Stock | S | 7633 | $163.22 | Disposed | 117291 | Direct |
| 2021-11-11 | Common Stock | A | 22938 | $0.00 | Acquired | 140229 | Direct |
| 2021-11-11 | Common Stock | F | 11373 | $161.99 | Disposed | 128856 | Direct |
| 2021-11-11 | Common Stock | M | 7646 | — | Acquired | 136502 | Direct |
| 2021-11-11 | Common Stock | F | 3791 | $161.99 | Disposed | 132711 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-10 | Restricted Stock Units | $ | A | 31813 | Acquired | Common Stock (31813) | Direct | |
| 2021-11-11 | Restricted Stock Units | $ | M | 7646 | Disposed | Common Stock (7646) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12440 | Indirect |
Footnotes
F1: Unrestricted stock award under the Issuer's Amended and Restated 2015 Long-Term Incentive Plan made as partial payment for an amount due to the Reporting Person under the Issuer's Fiscal 2021 Executive Incentive Plan.
F2: Represents shares withheld to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/3/2021.
F4: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $162.10 per share to $162.82 per share.
F5: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $162.83 per share to $163.82 per share.
F6: Represents 22,938 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/11/2020. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2021.
F7: Restricted stock units convert into shares of common stock on a one-for-one basis.
F8: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2021.
F9: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F10: The restricted stock units vest in four (4) equal installments, beginning on 11/10/2022 and ending on 11/10/2025.
F11: The restricted stock units vest in four (4) equal installments, beginning on 11/11/2021 and ending on 11/11/2024.