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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2018
Nov 3, 2018
30568_dirs_2018-11-02_08a4f34c-0cbe-4315-b488-bf2ac914432d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2018-11-02
Reporting Person: ALDRICH DAVID J (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-02 | Common Stock | M | 1999 | $25.25 | Acquired | 144251 | Direct |
| 2018-11-02 | Common Stock | M | 1001 | $60.97 | Acquired | 145252 | Direct |
| 2018-11-02 | Common Stock | S | 2100 | $85.96 | Disposed | 143152 | Direct |
| 2018-11-02 | Common Stock | S | 900 | $86.93 | Disposed | 142252 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-02 | Employee Stock Option (right to buy) | $25.25 | M | 1999 | Disposed | 2020-11-07 | Common Stock (1999) | Direct |
| 2018-11-02 | Employee Stock Option (right to buy) | $60.97 | M | 1001 | Disposed | 2021-11-10 | Common Stock (1001) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19961 | Indirect |
Footnotes
F1: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 6/8/2018.
F2: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $85.47 per share to $86.36 per share.
F3: The price reflects the average selling price of the shares sold. Actual sale prices ranged from $86.44 per share to $87.43 per share.
F4: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2018.
F5: This stock option vested in four (4) equal installments, beginning on 11/7/2014 and ending on 11/7/2017.
F6: This stock option was originally scheduled to vest in four (4) equal installments, beginning on 11/10/2015 and ending on 11/10/2018. Pursuant to the Second Amended and Restated Change of Control/Severance Agreement between the Reporting Person and Skyworks Solutions, Inc., vesting of the unvested portion of this stock option was accelerated on 5/24/2018, in conjunction with the Reporting Person's cessation of employment.