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SKYWORKS SOLUTIONS, INC. — Director's Dealing 2016
Nov 11, 2016
30568_dirs_2016-11-10_a8fc0acf-9a43-4434-a19b-28e2731ea5ad.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SKYWORKS SOLUTIONS, INC. (SWKS)
CIK: 0000004127
Period of Report: 2016-11-09
Reporting Person: GASPARINI LAURA A (VP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-09 | Common Stock | A | 645 | $0.00 | Acquired | 8782 | Direct |
| 2016-11-09 | Common Stock | F | 211 | $77.66 | Disposed | 8571 | Direct |
| 2016-11-10 | Common Stock | A | 1500 | $0.00 | Acquired | 10071 | Direct |
| 2016-11-10 | Common Stock | F | 490 | $75.91 | Disposed | 9581 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-11-09 | Restricted Stock Unit | $ | A | 2317 | Acquired | Common Stock (2317) | Direct | |
| 2016-11-09 | Employee Stock Option (Right to Buy) | $77.66 | A | 7926 | Acquired | 2023-11-09 | Common Stock (7926) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 446 | Indirect |
| Common Stock | 787 | Indirect |
Footnotes
F1: Represents 645 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/9/2015. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2016.
F2: Transfer of stock to the Issuer of the number of common shares determined to be sufficient to satisfy tax withholding obligations related to the issuance of unrestricted stock to the Reporting Person.
F3: Represents 1,500 shares of common stock issued to the Reporting Person pursuant to a performance share award dated 11/10/2014. Such performance share award contained both a continued employment condition and a performance condition related to the achievement by the Issuer of certain pre-established performance metrics for fiscal year 2015.
F4: This total represents the number of shares of common stock held by the spouse of the Reporting Person. The Reporting Person disclaims beneficial ownership of these securities, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for the purposes of Section 16 or for any other purposes.
F5: This total represents the number of shares of common stock held by the Reporting Person in the Skyworks Solutions, Inc. 401(k) plan based on the latest plan statement dated 10/31/2016.
F6: Each restricted stock unit represents the contingent right to receive one (1) share of common stock upon vesting of the unit.
F7: The restricted stock units vest in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.
F8: This stock option vests in four (4) equal installments, beginning on 11/9/2017 and ending on 11/9/2020.