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SILVER MINES LIMITED — Major Shareholding Notification 2016
Jul 12, 2016
65881_rns_2016-07-12_a0e7012d-61b4-4ab9-b590-b8b7791e2edb.pdf
Major Shareholding Notification
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MITSUBISHI-UFJ FINANCIAL GROUP
FACSIMILE TRANSMISSION HEADER
| IDATE OF MESSAGE: 13/July/2016 |
MESSAGE NO: | NUMBER OF PAGES INCLUDING COVER PAGE: 4 |
||
|---|---|---|---|---|
| TO: ASX Market Announcements Office FAX NO. (61) 2 9778 0999 |
cc: | |||
| FROM: MITSUBISHI-UFJ FINANCIAL GROUP Corporate Administration Department (Attn: K.Takase) FAX NO. 81-3-6214-6367 TEL NO 81-3-6214-6626 |
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| RE: Submission of FORM 604 |
We hereby submit Form 604 as attached.
Best regards,
Kenji Takase TEL: 81-3-6214-6626 e-mail: [email protected]
This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.
604
Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | SILVER MINES LIMITED | |
|---|---|---|
| ACN/ARSN | 107 452 942 | |
| 1. Details of substantial holder (1) Name |
Mitsubishi UFJ Financial Group, Inc. | |
| ACN/ARSN (if applicable) | Not Applicable | |
| There was a change in the interests of the substantial holder on The previous notice was given to the company on The previous notice was dated The holder became aware on |
8 July, 2016 4 July, 2016 29 June, 2016 12 July, 2016 |
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | ||||
|---|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voting power (5) | |
| Ordinary Shares | 22.703.450 | 6.67% | 19,063,476 | 5.60% | |
| Based on 340,475,643 Ordinary Shares lOulslanding |
Based on 340,475,643 Ordinary Shares Outstanding |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change | Person whose relevant interest changed | Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of Securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| 4 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an enlity controlled by Morgan Stanley |
23.040.34 | -126,944 Ordinary Shares | $-126,944$ |
| 5 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
11,531.72 | -59,137 Ordinary Shares | $-59,137$ |
| 5 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
7,968.29 | -40.863 Ordinary Shares | $-40,663$ |
| 5 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan |
192,500.00 | -1,000,000 Ordinary Shares | $-1,000,000$ |
'16年07月13日 (水) 16時43分 宛先: ASX
| Stanley | |||||
|---|---|---|---|---|---|
| 5 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
1,837.58 | 8,167 Ordinary Shares | 8.167 |
| 5 July 2016 | Milsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
887.70 | 4,035 Ordinary Shares | 4,035 |
| 5 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an enlity controlled by Morgan Slanley |
14,197.90 | 61,730 Ordinary Shares | 61,730 |
| 5 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Purchase of securities by an entity controlled by Morgan Stanley |
13.290.30 | 59,068 Ordinary Shares | 59,068 |
| 6 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entily controlled by Morgan Stanley |
11.949.39 | -46,030 Ordinary Shares | -46.030 |
| 6 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
225,300.00 | -1,000,000 Ordinary Shares | $-1,000,000$ |
| 6 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
219,900.00 | -1,000,000 Ordinary Shares | $-1,000,000$ |
| 8 July 2016 | Mitsubishi UFJ Financial Group, Inc. | Sale of securities by an entity controlled by Morgan Stanley |
127.250.00 | -500,000 Ordinary Shares | $-500,000$ |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) | Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Mitsubishi UFJ Financial Group, Inc. |
Morgan Stanley Australia Securities (Nominee) Pty _imited |
Not Applicable | Relevant interest in securities that Morgan Stanley has a relevant interest in under section 608(3) of the Corporations Act as Mitsubishi UFJ Financial Group has voting loower of over 20% in Morgan Stanley. |
19.063.476 Ordinary Shares |
19.063.476 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| _____ Name and ACN/ARSN (if applicable) ----- |
__ Nature of association |
|---|---|
| Not applicable $- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -$ |
┉ Not applicable Little Williams __ |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
Signature
| print name | Mr. Masaya Fujimoto | capacity | Authorised Representative |
|---|---|---|---|
| sign here | date | 13 July, 2016 | |