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SILVER MINES LIMITED Major Shareholding Notification 2016

Jul 12, 2016

65881_rns_2016-07-12_a0e7012d-61b4-4ab9-b590-b8b7791e2edb.pdf

Major Shareholding Notification

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MITSUBISHI-UFJ FINANCIAL GROUP

FACSIMILE TRANSMISSION HEADER

IDATE OF MESSAGE:
13/July/2016
MESSAGE NO: NUMBER OF PAGES
INCLUDING COVER PAGE: 4
TO: ASX
Market Announcements Office
FAX NO. (61) 2 9778 0999
cc:
FROM: MITSUBISHI-UFJ FINANCIAL GROUP
Corporate Administration Department
(Attn: K.Takase)
FAX NO. 81-3-6214-6367 TEL NO 81-3-6214-6626
RE: Submission of FORM 604

We hereby submit Form 604 as attached.

Best regards,

Kenji Takase TEL: 81-3-6214-6626 e-mail: [email protected]

This fax message contains confidential and/or personal information, which should not be read by a person other than the specified addressee, disclosed or copied. If you have received this fax in error, please contact the number indicated.

604

Form 604 Corporations Act 2001

Section 671B

Notice of change of interests of substantial holder

To Company Name/Scheme SILVER MINES LIMITED
ACN/ARSN 107 452 942
1. Details of substantial holder (1)
Name
Mitsubishi UFJ Financial Group, Inc.
ACN/ARSN (if applicable) Not Applicable
There was a change in the interests of the
substantial holder on
The previous notice was given to the company on
The previous notice was dated
The holder became aware on
8 July, 2016
4 July, 2016
29 June, 2016
12 July, 2016

2. Previous and present voting power

The total number of votes attached to all the voting shares in the company or voting Interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:

Previous notice Present notice
Class of securities (4) Person's votes Voting power (5) Person's votes Voting power (5)
Ordinary Shares 22.703.450 6.67% 19,063,476 5.60%
Based on 340,475,643
Ordinary Shares
lOulslanding
Based on 340,475,643
Ordinary Shares
Outstanding

3. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of change Person whose relevant interest changed Nature of
change (6)
Consideration
given in
relation to
change (7)
Class and number of
Securities affected
Person's
votes
affected
4 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an enlity
controlled by
Morgan
Stanley
23.040.34 -126,944 Ordinary Shares $-126,944$
5 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entity
controlled by
Morgan
Stanley
11,531.72 -59,137 Ordinary Shares $-59,137$
5 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entity
controlled by
Morgan
Stanley
7,968.29 -40.863 Ordinary Shares $-40,663$
5 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entity
controlled by
Morgan
192,500.00 -1,000,000 Ordinary Shares $-1,000,000$

'16年07月13日 (水) 16時43分 宛先: ASX

Stanley
5 July 2016 Mitsubishi UFJ Financial Group, Inc. Purchase of
securities by
an entity
controlled by
Morgan
Stanley
1,837.58 8,167 Ordinary Shares 8.167
5 July 2016 Milsubishi UFJ Financial Group, Inc. Purchase of
securities by
an entity
controlled by
Morgan
Stanley
887.70 4,035 Ordinary Shares 4,035
5 July 2016 Mitsubishi UFJ Financial Group, Inc. Purchase of
securities by
an enlity
controlled by
Morgan
Slanley
14,197.90 61,730 Ordinary Shares 61,730
5 July 2016 Mitsubishi UFJ Financial Group, Inc. Purchase of
securities by
an entity
controlled by
Morgan
Stanley
13.290.30 59,068 Ordinary Shares 59,068
6 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entily
controlled by
Morgan
Stanley
11.949.39 -46,030 Ordinary Shares -46.030
6 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entity
controlled by
Morgan
Stanley
225,300.00 -1,000,000 Ordinary Shares $-1,000,000$
6 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entity
controlled by
Morgan
Stanley
219,900.00 -1,000,000 Ordinary Shares $-1,000,000$
8 July 2016 Mitsubishi UFJ Financial Group, Inc. Sale of
securities by
an entity
controlled by
Morgan
Stanley
127.250.00 -500,000 Ordinary Shares $-500,000$

4. Present relevant interests

Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:

Holder of relevant
interest
Registered holder of
securities
Person
entitled to be
registered as
holder (8)
Nature of relevant interest (6) Class and number of
securities
Person's
votes
Mitsubishi UFJ
Financial Group, Inc.
Morgan Stanley Australia
Securities (Nominee) Pty
_imited
Not Applicable Relevant interest in securities that Morgan
Stanley has a relevant interest in under
section 608(3) of the Corporations Act as
Mitsubishi UFJ Financial Group has voting
loower of over 20% in Morgan Stanley.
19.063.476 Ordinary
Shares
19.063.476

5. Changes in association

The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

_____
Name and ACN/ARSN (if applicable)
-----
__
Nature of association
Not applicable
$- - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - - -$

Not applicable
Little Williams
__

6. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

print name Mr. Masaya Fujimoto capacity Authorised
Representative
sign here date 13 July, 2016