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SILGAN HOLDINGS INC — Director's Dealing 2014
May 29, 2014
31102_dirs_2014-05-29_1e6f084e-52f6-460c-9e1f-f2cc5dcad6c9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SILGAN HOLDINGS INC (SLGN)
CIK: 0000849869
Period of Report: 2014-05-28
Reporting Person: HORRIGAN D GREG (Director, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-05-28 | Common Stock | A | 1020 | — | Acquired | 3566988 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3847867 | Indirect |
| Common Stock | 616792 | Indirect |
| Common Stock | 17317 | Indirect |
| Common Stock | 953 | Indirect |
Footnotes
F1: These securities are restricted stock units that were granted on May 28, 2014 pursuant to the Silgan Holdings Inc. 2004 Stock Incentive Plan, as amended, and become fully vested on May 28, 2015. These restricted stock units will be settled in shares of Common Stock on a 1-for-1 basis upon vesting.
F2: Since the reporting person's last report, 122,346 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
F3: Since the reporting person's last report, 122,346 shares of Common Stock, which were indirectly beneficially owned by the reporting person through grantor retained annuity trusts, were transferred by such grantor retained annuity trusts to the reporting person and are now included in the amount of securities beneficially owned by the reporting person directly.
F4: These shares of Common Stock are owned by grantor retained annuity trusts, of which the reporting person and his spouse are co-trustees with voting and dispositive power over the shares or the reporting person is the sole trustee with voting and dispositive power over the shares.
F5: The reporting person is the sole general partner of Horrigan Family Limited Partnership, with sole voting and dispositive power over the shares.
F6: These shares of Common Stock are owned by a family trust, of which the reporting person is the trustee with voting and dispositive power over the shares.