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SIGMAROC PLC — Major Shareholding Notification 2016
Sep 16, 2016
7917_mrq_2016-09-16_756ac99b-a4cd-44b4-af7b-d1323912691d.html
Major Shareholding Notification
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RNS Number : 1129K
SigmaRoc PLC
16 September 2016
| TR-1: NOTIFICATION OF MAJOR INTEREST IN SHARESi | |||||||||||||||||||
| 1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached: ii |
SigmaRoc Plc | ||||||||||||||||||
| 2 Reason for the notification (please tick the appropriate box or boxes): | |||||||||||||||||||
| An acquisition or disposal of voting rights | x | ||||||||||||||||||
| An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached | |||||||||||||||||||
| An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments | |||||||||||||||||||
| An event changing the breakdown of voting rights | |||||||||||||||||||
| Other (please specify): | |||||||||||||||||||
| 3. Full name of person(s) subject to the notification obligation: iii |
James Leek | ||||||||||||||||||
| 4. Full name of shareholder(s) (if different from 3.):iv | |||||||||||||||||||
| 5. Date of the transaction and date on which the threshold is crossed or reached: v |
16 September 2016 | ||||||||||||||||||
| 6. Date on which issuer notified: | 16 September 2016 | ||||||||||||||||||
| 7. Threshold(s) that is/are crossed or reached: vi, vii |
Below 3% | ||||||||||||||||||
| 8. Notified details: | |||||||||||||||||||
| A: Voting rights attached to shares viii, ix | |||||||||||||||||||
| Class/type of shares if possible using the ISIN CODE |
Situation previous to the triggering transaction |
Resulting situation after the triggering transaction | |||||||||||||||||
| Number of Shares |
Number of Voting Rights |
Number of shares |
Number of voting rights |
% of voting rights x | |||||||||||||||
| Direct | Direct xi | Indirectxii | Direct | Indirect | |||||||||||||||
| Ordinary 0.1p GB00BDBY9264 |
8,333,333 | 8,333,333 | < 3% | < 3% | < 3% | ||||||||||||||
| B: Qualifying Financial Instruments | |||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||
| Type of financial instrument |
Expiration date xiii |
Exercise/ Conversion Period xiv |
Number of voting rights that may be acquired if the instrument is exercised/ converted. |
% of voting rights |
|||||||||||||||
| C: Financial Instruments with similar economic effect to Qualifying Financial Instruments xv, xvi | |||||||||||||||||||
| Resulting situation after the triggering transaction | |||||||||||||||||||
| Type of financial instrument |
Exercise price | Expiration datexvii | Exercise/ Conversion period xviii |
Number of voting rights instrument refers to | % of voting rightsxix, xx | ||||||||||||||
| Nominal | Delta | ||||||||||||||||||
| Total (A+B+C) | |||||||||||||||||||
| Number of voting rights | Percentage of voting rights | ||||||||||||||||||
| Under 3% | |||||||||||||||||||
| 9. Chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held, if applicable: xxi |
||
| Proxy Voting: | ||
| 10. Name of the proxy holder: | ||
| 11. Number of voting rights proxy holder will cease to hold: | ||
| 12. Date on which proxy holder will cease to hold voting rights: |
||
| 13. Additional information: | ||
| 14. Contact name: | James Leek | |
| 15. Contact telephone number: | ||
This information is provided by RNS
The company news service from the London Stock Exchange
END
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