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SIGA TECHNOLOGIES INC — Director's Dealing 2021
Aug 3, 2021
32600_dirs_2021-08-03_49ddb908-d7bf-4011-9e10-f8d7cd0f4523.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIGA TECHNOLOGIES INC (SIGA)
CIK: 0001010086
Period of Report: 2021-07-31
Reporting Person: Luckshire Daniel J (Executive VP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-07-31 | Common Stock, Par Value $.0001 Per Share | M | 26667 | $0.00 | Acquired | 265272 | Direct |
| 2021-07-31 | Common Stock, Par Value $.0001 Per Share | F | 13902 | $6.37 | Disposed | 251370 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-07-31 | Restricted Stock Units | $ | M | 26667 | Disposed | Common Stock, Par Value $.0001 Per Share (26667) | Direct |
Footnotes
F1: Represents the withholding by SIGA Technologies, Inc. of shares of Common Stock (based on $6.37 per share, the closing stock price on July 30, 2021) to satisfy tax withholding obligations associated with the vesting of restricted stock units ("RSUs") and the consequent issuance of Common Stock.
F2: RSUs represent contingent rights to receive Common Stock on a one-for-one basis. The RSUs were granted on July 31, 2019 and vested over two years, with the first 1/2 of such RSUs vesting on July 31, 2020 and the remaining 1/2 of such RSUs vesting on July 31, 2021.