SIEBERT FINANCIAL CORP — Director's Dealing 2021

Feb 17, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2021-02-12

Reporting Person: Gebbia Gloria E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-12	Common Stock, $0.01 par value per share	G	81500	—	Disposed	9949736	Direct
2021-02-12	Common Stock, $0.01 par value per share	G	18000	—	Acquired	4960199	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	3177283	Indirect

Footnotes

F1: The Reporting Person gifted 81,500 shares of Issuer common stock to certain family members and other persons.

F2: The Reporting Person gifted 18,000 shares of Issuer common stock to various family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F3: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.