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SIEBERT FINANCIAL CORP Director's Dealing 2021

Apr 6, 2021

34079_dirs_2021-04-05_620e4044-f918-4b6e-beae-53f9c702458a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2021-04-01

Reporting Person: Gebbia John M. (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-01 Common Stock, $0.01 par value per share J 222410 Acquired 2049091 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, $0.01 par value per share 38000 Indirect

Footnotes

F1: The Reporting Person received 222,410 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC.

F2: Various family members included in the Reporting Person's indirect ownership own 38,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.