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SIEBERT FINANCIAL CORP — Director's Dealing 2021
Apr 6, 2021
34079_dirs_2021-04-05_aadf069f-c6ca-452e-b468-04ff082ed5bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2021-04-01
Reporting Person: Gebbia Gloria E (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-01 | Common Stock, $0.01 par value per share | J | 794318 | — | Acquired | 10744054 | Direct |
| 2021-04-01 | Common Stock, $0.01 par value per share | J | 701003 | — | Acquired | 5661202 | Indirect |
| 2021-04-01 | Common Stock, $0.01 par value per share | J | 3177283 | — | Disposed | 0 | Indirect |
Footnotes
F1: The Reporting Person received 794,318 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC ("KCA").
F2: Certain family members of the Reporting Person received 701,003 shares of Issuer common stock from a distribution from KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3: The Reporting Person is the Managing Member of KCA and effective April 1, 2021, KCA completed a distribution to its members, pro-rata without consideration, of 3,177,283 shares of Issuer common stock.