SIEBERT FINANCIAL CORP — Director's Dealing 2020

Jan 11, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-01-07

Reporting Person: Gebbia Gloria E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-07	Common Stock, $0.01 par value per share	G	78750	—	Disposed	7849615	Direct
2020-01-07	Common Stock, $0.01 par value per share	G	16800	—	Acquired	8194901	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	3527283	Indirect

Footnotes

F1: The Reporting Person gifted 78,750 shares of Issuer common stock to certain family members and other persons.

F2: Various family members and family trusts included in Gloria E. Gebbia's indirect ownership have received and given shares of Issuer common stock, resulting in a net increase of 16,800 shares of Issuer common stock to Gloria's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F3: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,527,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.