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SIEBERT FINANCIAL CORP Director's Dealing 2020

Jan 28, 2020

34079_dirs_2020-01-27_0512cb46-c3fa-47e0-bb96-7c8a0cc72922.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-01-24

Reporting Person: Kennedy Cabot Acquisition, LLC (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-01-24 Common Stock, $0.01 par value per share S 350000 $1.9 Disposed 3177283 Direct

Footnotes

F1: On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants.