SIEBERT FINANCIAL CORP — Director's Dealing 2020

Jan 28, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-01-24

Reporting Person: Gebbia Gloria E (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-01-24	Common Stock, $0.01 par value per share	S	350000	$1.9	Disposed	3177283	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	8194901	Indirect
Common Stock, $0.01 par value per share	7849615	Direct

Footnotes

F1: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein.

F2: The Reporting Person may be deemed to be the indirect beneficial owner of a total of 8,194,901 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.