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SIEBERT FINANCIAL CORP — Director's Dealing 2020
Apr 20, 2020
34079_dirs_2020-04-20_9447fe00-d55b-4a21-82ab-a19b803cd7df.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-04-16
Reporting Person: Gebbia Richard (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-16 | Common Stock, $0.01 par value per share | S | 748233 | $5.6 | Disposed | 2640081 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value per share | 335000 | Indirect |
Footnotes
F1: The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia.
F2: Various family members included in the Reporting Person's indirect ownership own 335,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
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