SIEBERT FINANCIAL CORP — Director's Dealing 2020

Jun 2, 2020

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2020-06-01

Reporting Person: Gebbia John J (N/A)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	10031236	Indirect
Common Stock, $0.01 par value per share	6013280	Indirect
Common Stock, $0.01 par value per share	3177283	Indirect

Footnotes

F1: The Reporting Person may be deemed to be the indirect beneficial owner of 10,031,326 shares of Issuer common stock that is directly owned by the Reporting Person's wife, Gloria E. Gebbia. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F2: The Reporting Person may be deemed to be the indirect beneficial owner of 6,013,280 shares of Issuer common stock that is directly owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

F3: The Reporting Person may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock that is directly owned by Kennedy Cabot Acquisition, LLC ("KCA"). Gloria E. Gebbia, the Reporting Person's wife, is the Managing Member of KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.