SIEBERT FINANCIAL CORP — Director's Dealing 2016

Dec 21, 2016

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: SIEBERT FINANCIAL CORP (SIEB)
CIK: 0000065596
Period of Report: 2016-12-16

Reporting Person: Gebbia Gloria E (Director, 10% Owner(1))

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock, $0.01 par value per share	20142220	Indirect

Footnotes

F1: Gloria E. Gebbia is the sole member of Kennedy Cabot Acquisition, LLC and therefore may be deemed to be the indirect beneficial owner of the 19,987,283 shares owned by Kennedy Cabot Acquisition, LLC. The Reporting Person may also be deemed to share beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross Financial Services, Inc., as a result of her ownership interest in such entity and to share beneficial ownership of 18,400 shares of Issuer common stock held in a family trust. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein.