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SHOE CARNIVAL INC — Director's Dealing 2021
Mar 15, 2021
32707_dirs_2021-03-15_8c6a1e8e-234c-4c24-b4e7-7f1d8f71f1be.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SHOE CARNIVAL INC (SCVL)
CIK: 0000895447
Period of Report: 2021-01-30
Reporting Person: WEAVER DELORES B (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-04-27 | Common Stock | G | 1285536 | $0.0 | Acquired | 2130954 | Indirect |
| 2020-04-28 | Common Stock | G | 11636 | $0.0 | Acquired | 2142590 | Indirect |
| 2020-05-13 | Common Stock | G | 642768 | $0.0 | Disposed | 1499822 | Indirect |
| 2020-09-08 | Common Stock | G | 106581 | $0.0 | Acquired | 1606403 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2499922 | Direct |
Footnotes
F1: Includes 642,768 shares of common stock of Shoe Carnival, Inc. (the "Company") that the reporting person's spouse received from the J. Wayne Weaver 2018 Grantor Retained Annuity Trust for Leigh Anne Weaver as an annuity payment on April 27, 2020, in accordance with the terms of such trust, and 642,768 shares of common stock of the Company that the reporting person's spouse received from the J. Wayne Weaver 2018 Grantor Retained Annuity Trust for Bradley Wayne Weaver (the "Bradley Weaver 2018 GRAT") as an annuity payment on April 27, 2020, in accordance with the terms of such trust.
F2: Represents shares of common stock of the Company that the reporting person's spouse reacquired from the Bradley Weaver 2018 GRAT on April 28, 2020, in accordance with the terms of such trust.
F3: Represents shares of common stock of the Company transferred by the reporting person's spouse to the J. Wayne Weaver 2020 Grantor Retained Annuity Trust for Leigh Anne Weaver (the "Leigh Weaver 2020 GRAT") on May 13, 2020. Leigh Anne Weaver is the sole trustee of the Leigh Weaver 2020 GRAT and, as sole trustee, has sole voting and dispositive power with respect to the shares held by the Leigh Weaver 2020 GRAT. The reporting person's spouse did not retain any voting or dispositive power over the shares held by the Leigh Weaver 2020 GRAT.
F4: Represents shares of common stock of the Company that the reporting person's spouse received from the J. Wayne Weaver 2019 Grantor Retained Annuity Trust for Leigh Anne Weaver as an annuity payment on September 8, 2020, in accordance with the terms of such trust.