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SHERWIN WILLIAMS CO — Director's Dealing 2017
Feb 1, 2017
29898_dirs_2017-02-01_757786fa-43ec-4c6c-99d9-9e535ea4db92.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2017-01-30
Reporting Person: Connor Christopher M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-30 | Common Stock | M | 3131 | $54.09 | Acquired | 459347 | Direct |
| 2017-01-30 | Common Stock | M | 114327 | $63.25 | Acquired | 573674 | Direct |
| 2017-01-30 | Common Stock | S | 109700 | $304.69 | Disposed | 463974 | Direct |
| 2017-01-30 | Common Stock | S | 7758 | $305.94 | Disposed | 456216 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-30 | Employee Stock Option (Right to Buy) | $54.09 | M | 3131 | Disposed | 2018-10-13 | Common Stock (3131) | Direct |
| 2017-01-30 | Employee Stock Option (Right to Buy) | $63.25 | M | 32575 | Disposed | 2019-10-14 | Common Stock (32575) | Direct |
| 2017-01-30 | Employee Stock Option (Right to Buy) | $63.25 | M | 41666 | Disposed | 2019-10-14 | Common Stock (41666) | Direct |
| 2017-01-30 | Employee Stock Option (Right to Buy) | $63.25 | M | 40086 | Disposed | 2019-10-14 | Common Stock (40086) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49497.32 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $304.50 to $305.39 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $305.62 to $306.14 inclusive. The reporting person undertakes to provide to The Sherwin-Williams Company, any security holder of The Sherwin-Williams Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3: Of shares listed, 37,000 are restricted stock and 19,500 are restricted stock units.
F4: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 12/31/2016 statement.