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SHERWIN WILLIAMS CO — Director's Dealing 2016
Nov 3, 2016
29898_dirs_2016-11-03_3555a06e-575d-409d-9f29-bf9d0ee1f68e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: SHERWIN WILLIAMS CO (SHW)
CIK: 0000089800
Period of Report: 2016-10-25
Reporting Person: CRONIN JANE M. (SVP - Corporate Controller)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4814 | Direct |
| Common Stock | 2198.68 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Phantom Stock Units | $0.00 | Common Stock (93.78) | Direct | ||
| Employee Stock Option (Right to Buy) | $78.255 | 2021-10-18 | Common Stock (697) | Direct | |
| Employee Stock Option (Right to Buy) | $78.255 | 2021-10-18 | Common Stock (191) | Direct | |
| Employee Stock Option (Right to Buy) | $154.4325 | 2022-10-16 | Common Stock (489) | Direct | |
| Employee Stock Option (Right to Buy) | $154.4325 | 2022-10-16 | Common Stock (194) | Direct | |
| Employee Stock Option (Right to Buy) | $180.46 | 2023-10-15 | Common Stock (540) | Direct | |
| Employee Stock Option (Right to Buy) | $180.46 | 2023-10-15 | Common Stock (404) | Direct | |
| Employee Stock Option (Right to Buy) | $180.46 | 2023-10-15 | Common Stock (540) | Direct | |
| Employee Stock Option (Right to Buy) | $227.73 | 2024-10-21 | Common Stock (340) | Direct | |
| Employee Stock Option (Right to Buy) | $227.73 | 2024-10-21 | Common Stock (340) | Direct | |
| Employee Stock Option (Right to Buy) | $227.73 | 2024-10-21 | Common Stock (340) | Direct | |
| Employee Stock Option (Right to Buy) | $239.55 | 2025-10-15 | Common Stock (340) | Direct | |
| Employee Stock Option (Right to Buy) | $239.55 | 2025-10-15 | Common Stock (340) | Direct | |
| Employee Stock Option (Right to Buy) | $239.55 | 2025-10-15 | Common Stock (340) | Direct | |
| Employee Stock Option (Right to Buy) | $277.65 | 2026-10-23 | Common Stock (1000) | Direct | |
| Employee Stock Option (Right to Buy) | $277.65 | 2026-10-23 | Common Stock (1000) | Direct | |
| Employee Stock Option (Right to Buy) | $277.65 | 2026-10-23 | Common Stock (1000) | Direct |
Footnotes
F1: Of shares listed, 960 are restricted stock and 160 are restricted stock units.
F2: Represents the number of shares of common stock attributable to the reporting person's participation in The Sherwin-Williams Company Employee Stock Purchase and Savings Plan per the trustee's 10/24/2016 statement.
F3: Represents the number of phantom stock units that were acquired by the reporting person (in exempt transactions) under The Sherwin-Williams Company Deferred Compensation Savings and Pension Equalization Plan. Each phantom stock unit is the economic equivalent of one share of common stock. The phantom stock units become payable in cash generally upon the reporting person's retirement or other termination of service. The phantom stock units have dividend equivalent rights.