SES AI Corp — Director's Dealing 2024

Jul 2, 2024

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SES AI Corp (SES)
CIK: 0001819142
Period of Report: 2024-07-01

Reporting Person: Gan Hong (N/A)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2024-07-01	Class A Common Stock	M	25000	$0.15	Acquired	850506	Direct
2024-07-01	Class A Common Stock	S	25000	$1.1688	Disposed	825506	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2024-07-01	Stock Option (Right to Buy)	$0.15	M	25000	Disposed	2029-03-13	Class A Common Stock (25000)	Direct

Footnotes

F1: The option exercise and sale of Class A Common Stock of the issuer was executed pursuant to a Rule 10b5-1 plan entered into by the Reporting Person on September 5, 2023.

F2: Includes 656,309 shares of Class A Common Stock underlying RSUs, which are subject to forfeiture until they vest.

F3: The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.15 to $1.25, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.

F4: Reflects fully vested options granted on March 14, 2019.