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SERA PROGNOSTICS, INC. — Director's Dealing 2023
Jul 7, 2023
34084_dirs_2023-07-07_2e0a1ba5-b8ae-4cd7-b10e-9a0ff845a9b2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SERA PROGNOSTICS, INC. (SERA)
CIK: 0001534969
Period of Report: 2023-06-08
Reporting Person: Kamdar Kim P. (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-06-08 | Stock Option (right to buy) | $3 | A | 63265 | Acquired | 2033-06-08 | Class A Common Stock (63265) | Direct |
Footnotes
F1: Consists of stock options granted pursuant to Sera Prognostics, Inc.'s Non-Employee Director Compensation Policy and its 2021 Equity Incentive Plan. These stock options vest over one year as follows: 1/12 of the original grant amount vests in monthly installments for one year following the vesting commencement date, which is June 8, 2023.
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