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SENSIENT TECHNOLOGIES CORP — Director's Dealing 2013
Oct 23, 2013
31054_dirs_2013-10-23_d0ec47ca-1edb-45dc-a406-b7358c03f12e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SENSIENT TECHNOLOGIES CORP (SXT)
CIK: 0000310142
Period of Report: 2013-10-22
Reporting Person: MALIN RICHARD (Assistant Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-10-22 | Common Stock | M | 6000 | $23.00 | Acquired | 18243.135 | Direct |
| 2013-10-22 | Common Stock | M | 6000 | $18.57 | Acquired | 24243.135 | Direct |
| 2013-10-22 | Common Stock | M | 1250 | $24.15 | Acquired | 25493.135 | Direct |
| 2013-10-22 | Common Stock | S | 13250 | $52.8399 | Disposed | 12243.135 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-10-22 | Stock Options (Right to Buy) | $23.00 | M | 6000 | Disposed | 2014-12-06 | Common Stock (6000) | Direct |
| 2013-10-22 | Stock Options (Right to Buy) | $18.57 | M | 6000 | Disposed | 2015-12-01 | Common Stock (6000) | Direct |
| 2013-10-22 | Stock Options (Right to Buy) | $24.15 | M | 1250 | Disposed | 2016-12-07 | Common Stock (1250) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4410.028 | Indirect |
| Common Stock | 2339.618 | Indirect |
| Common Stock | 259.877 | Indirect |
Footnotes
F1: Exercise of in-the-money stock option that would otherwise expire on 12/6/2014, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
F2: Includes shares of restricted stock held under Issuer's 2002 Stock Option Plan and 2007 Stock Plan (formerly known as the 2007 Restricted Stock Plan), and shares held in a dividend reinvestment plan.
F3: Exercise of in-the-money stock option that would otherwise expire on 12/1/2015, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
F4: Exercise of in-the-money stock option that would otherwise expire on 12/7/2016, exempt from Section 16(b) by virtue of Rule 16b-6(b) and Rule 16b-3(d) and (e).
F5: This amount represents the weighted average sale price for the transactions reported on this line. The actual sale prices ranged from $52.70 to $53.13. The reporting person hereby agrees to provide, upon request by the SEC staff, by the Issuer, or by any security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: Represents shares held in Issuer's ESOP as of the end of the month immediately preceding this filing.
F7: Represents shares held in Issuer's Savings Plan as of the end of the month immediately preceding this filing.
F8: Represents shares held in Issuer's Supplemental Benefit Plan as of the end of the month immediately preceding this filing.
F9: Original option grant vests in three equal annual installments beginning on the date listed in the "Date Exercisable" column.