AI assistant
SEMPRA — Director's Dealing 2018
Nov 13, 2018
29997_dirs_2018-11-13_2bf492cc-0e74-4157-8e39-f79bb7e600f5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SEMPRA ENERGY (SRE)
CIK: 0001032208
Period of Report: 2018-11-09
Reporting Person: REED DEBRA L (Director, Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-11-09 | Common Stock | M | 17400 | $55.90 | Acquired | 145255.91 | Direct |
| 2018-11-09 | Common Stock | M | 9900 | $49.77 | Acquired | 155155.91 | Direct |
| 2018-11-09 | Common Stock | S | 23400 | $117.11 | Disposed | 131755.91 | Direct |
| 2018-11-09 | Common Stock | S | 3900 | $117.76 | Disposed | 127855.91 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-09 | Employee Stock Option (1/4/2010 - 17,400 shares) | $55.90 | M | 17400 | Disposed | Common Stock (17400) | Direct | |
| 2018-11-09 | Employee Stock Option (2/11/2010 - 9,900 shares) | $49.77 | M | 9900 | Disposed | Common Stock (9900) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 26749.87 | Indirect |
Footnotes
F1: Weighted average of sales prices. Actual prices range from $116.63 to $117.60. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
F2: Weighted average of sales prices. Actual prices range from $117.63 to $118.09. Information regarding the number of shares sold at each separate price will be provided upon request by the Staff of the Securities and Exchange Commission, Sempra Energy or any security holder of Sempra Energy.
F3: Employee stock options to purchase Sempra Energy Common Stock granted on the date and as to the original number of shares indicated parenthetically. Exercisable in cumulative installments as to one-fourth of the original grant on each of the first four anniversaries of the original grant date. Expire ten years from original grant date or following earlier termination of employment.
F4: Not applicable.