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Seer, Inc. — Director's Dealing 2021
Jan 30, 2021
34036_dirs_2021-01-29_bc39a04b-e5f5-4d39-95cb-3496a3b07e30.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2021-01-27
Reporting Person: Farokhzad Omid (Director, CEO and Chair of the Board, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-01-27 | Class A Common Stock | M | 309313 | $0.0428 | Acquired | 588536 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-01-27 | Employee Stock Option (right to buy) | $0.0428 | M | 309313 | Disposed | 2028-05-17 | Class A Common Stock (309313.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 252915 | Indirect |
Footnotes
F1: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.
F2: The exercise price was previously reported as $0.05 in a Form 3 filed on December 3, 2020.
F3: The shares underlying the option are subject to an early exercise provision and are immediately exercisable. One-fourth of the shares underlying the option vested on March 23, 2019 and 1/48th of the shares vest monthly thereafter.
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