Seer, Inc. — Director's Dealing 2021

Feb 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seer, Inc. (SEER)
CIK: 0001726445
Period of Report: 2020-12-03

Reporting Person: Farokhzad Omid (Director, CEO and Chair of the Board, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-03	Class A Common Stock	A	22320	—	Acquired	610856	Direct
2021-01-21	Class A Common Stock	C	32700	—	Acquired	285615	Indirect
2021-02-01	Class A Common Stock	C	359501	—	Acquired	645116	Indirect
2021-02-01	Class A Common Stock	C	416409	—	Acquired	416409	Indirect
2021-02-01	Class A Common Stock	S	313369	$64.15	Disposed	297487	Direct
2021-02-01	Class A Common Stock	S	359501	$64.15	Disposed	285615	Indirect
2021-02-01	Class A Common Stock	S	416409	$64.15	Disposed	0	Indirect
2021-02-01	Class A Common Stock	A	87000	—	Acquired	384487	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-21	Class B Common Stock	$	C	32700	Disposed		Class A Common Stock (32700.0)	Indirect
2021-02-01	Class B Common Stock	$	C	359501	Disposed		Class A Common Stock (359501.0)	Indirect
2021-02-01	Class B Common Stock	$	C	416409	Disposed		Class A Common Stock (416409.0)	Indirect
2020-12-03	Employee Stock Option (right to buy)	$19.0	A	584265	Acquired	2030-12-03	Class A Common Stock (584265.0)	Direct
2021-02-01	Employee Stock Option (right to buy)	$60.15	A	87000	Acquired	2031-02-01	Class A Common Stock (87000.0)	Direct

Footnotes

F1: The reported shares are represented by restricted stock units, or RSUs, which vest in two equal annual installments beginning on January 1, 2022.

F2: Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis at the reporting person's election and has no expiration date.

F3: The reported shares are held of record by Dynamics Group LLC for which the reporting person serves as the sole member.

F4: The reported shares are held of record by SAF-BND Trust for which the reporting person's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities, except to the extent of any pecuniary interest therein, and the filing of this report is not an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

F5: The reported shares are represented by RSUs, which vest in four equal annual installments beginning on February 1, 2022.

F6: One-fourth of the shares vest on December 3, 2021 and the remaining shares vest in 36 equal monthly installments thereafter.

F7: One-fourth of the shares vest on February 1, 2022 and the remaining shares vest in 36 equal monthly installments thereafter.