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SECURITY NATIONAL FINANCIAL CORP Director's Dealing 2016

Apr 7, 2016

33553_dirs_2016-04-07_29ab2263-8df4-4868-9988-220f2089d756.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2016-02-05

Reporting Person: Overbaugh Jason G. (Director, VP; Nat. Mrkt. Dir Life Ins)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2016-02-05 Class A Common Stock J 3603 $5.8 Acquired 75661 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-12-06 Employee Stock Option (right to buy) $4.16 A 11576 Acquired 2023-12-06 Class A Common Stock (11576) Direct
2014-07-02 Employee Stock Option (right to buy) $3.88 A 11025 Acquired 2024-07-02 Class A Common Stock (11025) Direct
2014-12-05 Employee Stock Option (right to buy) $4.53 A 22050 Acquired 2024-12-05 Class A Common Stock (22050) Direct
2015-12-04 Employee Stock Option (right to buy) $6.38 A 21000 Acquired 2025-12-04 Class A Common Stock (21000) Direct

Footnotes

F1: Received pursuant to a stock dividend paid on February 5, 2016.

F2: Does not include 72,246 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and the Deferred Compensation Plan.

F3: This option was granted on December 6, 2013 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.

F4: This option was granted on July 2, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.

F5: This option was granted on December 5, 2014 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.

F6: This option was granted on December 4, 2015 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested.