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SECURITY NATIONAL FINANCIAL CORP — Director's Dealing 2016
Apr 7, 2016
33553_dirs_2016-04-07_29ab2263-8df4-4868-9988-220f2089d756.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SECURITY NATIONAL FINANCIAL CORP (SNFCA)
CIK: 0000318673
Period of Report: 2016-02-05
Reporting Person: Overbaugh Jason G. (Director, VP; Nat. Mrkt. Dir Life Ins)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-02-05 | Class A Common Stock | J | 3603 | $5.8 | Acquired | 75661 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-12-06 | Employee Stock Option (right to buy) | $4.16 | A | 11576 | Acquired | 2023-12-06 | Class A Common Stock (11576) | Direct |
| 2014-07-02 | Employee Stock Option (right to buy) | $3.88 | A | 11025 | Acquired | 2024-07-02 | Class A Common Stock (11025) | Direct |
| 2014-12-05 | Employee Stock Option (right to buy) | $4.53 | A | 22050 | Acquired | 2024-12-05 | Class A Common Stock (22050) | Direct |
| 2015-12-04 | Employee Stock Option (right to buy) | $6.38 | A | 21000 | Acquired | 2025-12-04 | Class A Common Stock (21000) | Direct |
Footnotes
F1: Received pursuant to a stock dividend paid on February 5, 2016.
F2: Does not include 72,246 shares of Class A Common Stock owned indirectly by the reporting person in the 401(k) Retirement Savings Plan and the Deferred Compensation Plan.
F3: This option was granted on December 6, 2013 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014, February 6, 2015 and February 5, 2016.
F4: This option was granted on July 2, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
F5: This option was granted on December 5, 2014 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect 5% stock dividends paid on February 6, 2015 and February 5, 2016.
F6: This option was granted on December 4, 2015 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $6.72 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 5, 2016. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 4, 2016, until such shares are fully vested.