Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Seagate Technology Director's Dealing 2013

Nov 5, 2013

9954_dirs_2013-11-05_b4384d12-529e-4bda-aa45-677bc10d2976.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Seagate Technology plc (STX)
CIK: 0001137789
Period of Report: 2013-11-01

Reporting Person: Richarz David K (Executive Vice President,Sales)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2013-11-01 Ordinary Shares M 16650 $15.4865 Acquired 75995 Direct
2013-11-01 Ordinary Shares M 60000 $13.73 Acquired 135995 Direct
2013-11-01 Ordinary Shares S 135995 $49.1176 Disposed 0 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2013-11-01 NQ Stock Options $15.4865 M 16650 Disposed 2015-03-14 Ordinary Shares (16650) Direct
2013-11-01 NQ Stock Options $13.73 M 60000 Disposed 2015-09-12 Ordinary Shares (60000) Direct

Footnotes

F1: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $48.86 to $49.38, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.

F2: Options Granted under the Maxtor 1996 option plan and converted to Seagate options in May 2006 pursuant to the merger agreement at an exchange ratio of .37 per share.

F3: Options granted to the Reporting Person under the Seagate Technology's 2004 Stock Compensation Plan are subject to four-year vesting schedule. One quarter of the option shares vested on September 12, 2009. The remaining options vested monthly over the 36 months following September 12, 2009.