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SEABOARD CORP /DE/ — Director's Dealing 2017
Feb 10, 2017
31255_dirs_2017-02-10_5c27b0d6-834c-4bf9-9fd9-2682616ee147.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: SEABOARD CORP /DE/ (SEB)
CIK: 0000088121
Period of Report: 2016-12-31
Reporting Person: BRESKY STEVEN J (Director, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-06-15 | Common Stock | J | 428122.55 | — | Disposed | 465825.69 | Indirect |
| 2009-06-15 | Common Stock | J | 428122.55 | — | Acquired | 428122.55 | Indirect |
| 2011-12-10 | Common Stock | J | 3120 | — | Acquired | 3120 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4661 | Indirect |
| Common Stock | 1775 | Indirect |
Footnotes
F1: The shares reported are held by Seaboard Flour LLC, (i) which is owned by the reporting person and other members of the Bresky family directly or through various trusts for their benefit, and (ii) for which the reporting person serves as the sole Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The June 15, 2009 transfer of shares was not previously reported and was part of a restructuring of the membership interests of entities owned by members of the Bresky family or various trusts for their benefit.
F2: The shares reported are held by SFC Preferred LLC, (i) which is owned by the reporting person and other members of the Bresky family directly or through various trusts for their benefit, and (ii) for which the reporting person serves as the sole Manager. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The June 15, 2009 transfer of shares was not previously reported and was part of a restructuring of the membership interests of entities owned by members of the Bresky family or various trusts for their benefit.
F3: The shares reported are held by SJB SEB LLC, which itself is owned by various Bresky family trusts established for the benefit of the reporting person and other members of the Bresky family, including a grantor retained annuity trust and revocable trust as to which the reporting person is the trustee. The shares reported reflect unreported changes in the form of ownership exempted by Rule 16a-13. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
F4: The shares reported are held by the HAB Grandchildren's Trust A, (i) which is for the benefit of members of the Bresky family, including members of the reporting person's immediate family, and (ii) as to which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
F5: The shares reported are held by the HAB 2011 Gift Trust, (i) which is for the benefit of the reporting person and other members of the Bresky family, and (ii) as to which the reporting person is a co-trustee. The reporting person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. The reporting person was appointed as co-trustee of this trust on December 10, 2011. The shares held by this trust may be deemed to be beneficially owned by him as a result of such appointment, but were not previously reported by him.