Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Schrodinger, Inc. Director's Dealing 2021

Apr 21, 2021

31925_dirs_2021-04-21_973b49d4-1b79-4942-bb81-7f4764e66bf9.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Schrodinger, Inc. (SDGR)
CIK: 0001490978
Period of Report: 2021-04-19

Reporting Person: SHAW DAVID E (10% Owner)
Reporting Person: Schrodinger Equity Holdings, LLC (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-04-19 Common Stock, par value $0.01 per share S 12345 $72.873 Disposed 7942060 Indirect
2021-04-19 Common Stock, par value $0.01 per share S 7904 $73.698 Disposed 7934156 Indirect
2021-04-19 Common Stock, par value $0.01 per share S 3261 $75.0601 Disposed 7930895 Indirect
2021-04-19 Common Stock, par value $0.01 per share S 3280 $76.3555 Disposed 7927615 Indirect
2021-04-19 Common Stock, par value $0.01 per share S 3210 $76.8295 Disposed 7924405 Indirect
2021-04-20 Common Stock, par value $0.01 per share S 16966 $70.0342 Disposed 7907439 Indirect
2021-04-20 Common Stock, par value $0.01 per share S 5420 $70.698 Disposed 7902019 Indirect
2021-04-20 Common Stock, par value $0.01 per share S 7014 $71.7291 Disposed 7895005 Indirect
2021-04-20 Common Stock, par value $0.01 per share S 600 $72.4202 Disposed 7894405 Indirect
2021-04-21 Common Stock, par value $0.01 per share S 2850 $69.5088 Disposed 7891555 Indirect
2021-04-21 Common Stock, par value $0.01 per share S 1927 $70.3325 Disposed 7889628 Indirect
2021-04-21 Common Stock, par value $0.01 per share S 11931 $71.6937 Disposed 7877697 Indirect
2021-04-21 Common Stock, par value $0.01 per share S 13292 $72.4051 Disposed 7864405 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock, par value $0.01 per share 4264 Indirect

Footnotes

F1: The transactions reported in this line of this Form 4 were effected pursuant to a Rule 10b5-1 sales plan dated August 13, 2020.

F2: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $72.35 to $73.34, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F3: Schrodinger Equity Holdings, LLC, which holds these securities, is owned in its entirety through a trust of which David E. Shaw is the trustee and beneficiary.

F4: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $73.35 to $74.20, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F5: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $74.64 to $75.50, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F6: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $75.69 to $76.64, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F7: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $76.69 to $77.015, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F8: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $69.315 to $70.31, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F9: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $70.315 to $71.31, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F10: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $71.315 to $72.305, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F11: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $72.32 to $72.55, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F12: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $68.92 to $69.875, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F13: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $69.92 to $70.69, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F14: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $71.09 to $72.08, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F15: This is a weighted average sale price for the transactions reported on this line. Sales ranged in price from $72.10 to $72.91, inclusive. The Reporting Person undertakes to provide upon request by the U.S. Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.

F16: David E. Shaw is President and sole shareholder of D. E. Shaw & Co. II, Inc., which is the sole member of D. E. Shaw Technology Development, LLC.