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SANMINA CORP — Director's Dealing 2013
Aug 20, 2013
30913_dirs_2013-08-20_f8342885-1f23-454b-aa63-c973600c0892.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SANMINA CORP (SANM)
CIK: 0000897723
Period of Report: 2013-08-16
Reporting Person: ANDERSON DAVID ROBERT (SVP & Corp Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-08-16 | Common Stock | M | 5555 | $11.88 | Acquired | 53383 | Direct |
| 2013-08-16 | Common Stock | S | 5555 | $16.2759 | Disposed | 47828 | Direct |
| 2013-08-16 | Common Stock | M | 1562 | $4.45 | Acquired | 49390 | Direct |
| 2013-08-16 | Common Stock | S | 1562 | $16.2759 | Disposed | 47828 | Direct |
| 2013-08-16 | Common Stock | M | 13750 | $11.23 | Acquired | 61578 | Direct |
| 2013-08-16 | Common Stock | S | 13750 | $16.2759 | Disposed | 47828 | Direct |
| 2013-08-16 | Common Stock | M | 2188 | $8.70 | Acquired | 50016 | Direct |
| 2013-08-16 | Common Stock | S | 2188 | $16.2759 | Disposed | 47828 | Direct |
| 2013-08-16 | Common Stock | S | 3166 | $16.4309 | Disposed | 44662 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-08-16 | Non-qualified stock option (right to buy) | $11.88 | M | 5555 | Disposed | 2017-11-15 | Common Stock (5555) | Direct |
| 2013-08-16 | Non-qualified stock option (right to buy) | $4.45 | M | 1562 | Disposed | 2019-08-17 | Common Stock (1562) | Direct |
| 2013-08-16 | Non-qualified stock option (right to buy) | $11.23 | M | 13750 | Disposed | 2020-11-15 | Common Stock (13750) | Direct |
| 2013-08-16 | Non-qualified stock option (right to buy) | $8.70 | M | 2188 | Disposed | 2021-11-15 | Common Stock (2188) | Direct |
Footnotes
F1: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $16.23 TO $16.37 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
F2: THE SALE PRICE REPORTED IN COLUMN 4 OF TABLE 1 REPRESENTS THE WEIGHTED AVERAGE SALE PRICE OF SHARES SOLD RANGING FROM $16.42 TO $16.45 PER SHARE. UPON REQUEST BY THE COMMISSION STAFF, THE ISSUER, OR SECURITY HOLDER OF THE ISSUER, THE REPORTING PERSON WILL PROVIDE FULL INFORMATION REGARDING THE NUMBER OF SHARES SOLD AT EACH SEPARATE PRICE.
F3: THE NON-QUALIFIED STOCK OPTIONS VESTED IN THREE EQUAL INSTALLMENTS ON NOVEMBER 17, 2008, 2009 AND 2010.
F4: THE NON-QUALIFIED STOCK OPTIONS VESTS IN 4 YEAR VESTING SCHEDULE, 25% ON AUGUST 17, 2010 AND 1/36TH OF THE REMAINING OPTION TO VEST EACH MONTH THEREAFTER.
F5: THE NON-QUALIFIED STOCK OPTIONS VESTS IN 4 YEAR VESTING SCHEDULE, 25% ON NOVEMBER 15, 2011 AND 1/36TH OF THE REMAINING OPTION TO VEST EACH MONTH THEREAFTER.
F6: THE NON-QUALIFIED STOCK OPTIONS VESTS IN 4 YEAR VESTING SCHEDULE, 25% ON NOVEMBER 15, 2012 AND 1/36TH OF THE REMAINING OPTION TO VEST EACH MONTH THEREAFTER.