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SANDFIRE RESOURCES LIMITED — Major Shareholding Notification 2022
Jul 21, 2022
65773_rns_2022-07-21_56ad4a31-4f08-4f10-bb61-9f3c692ba686.pdf
Major Shareholding Notification
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Form 605
Form 605
Corporations Act 2001
Section 671B
Notice of ceasing to be a substantial holder
To: Company Name/Scheme:
Sandfire Resources Limited
ACN/ARSN: 105 154 185
1. Details of substantial holder
Name:
Mitsubishi UFJ Financial Group, Inc.
The holder ceased to be a substantial holder on:
The holder ceased to be a substantial holder on: 19/07/2022 The previous notice was given to the company on: 20/07/2022 The previous notice was dated: 20/07/2022 The holder became aware on: 21/07/2022
2. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See annexure A to this notice |
3. Changes in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| Not applicable |
4. Addresses
The addresses of persons named in this form are as follows:
| The addresses of persons named in this form are | as follows: |
|---|---|
| Name | Address |
| Mitsubishi UFJ Financial Group, Inc. | 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan |
5. Signature
==> picture [538 x 54] intentionally omitted <==
----- Start of picture text -----
Dated 22 July 2022
Ryuichiro Sakuma Authorised signatory
----- End of picture text -----
Page 1
Annexure A
Annexure A
This is annexure A of 15 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 22 July 2022
==> picture [119 x 37] intentionally omitted <==
Ryuichiro Sakuma Authorised signatory Dated 22 July 2022
| Date of change | Person whose relevant interest changed |
Nature of change | Consideration given in relation to change |
Class and number of securities affected | Person's votes affected |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
49,856.65 | 13,059 Fully Paid ordinary shares |
13,059 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
58,409.52 | 15,054 Fully Paid ordinary shares |
15,054 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
440,929.18 | 115,493 Fully Paid ordinary shares |
115,493 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
270,777.44 | 69,788 Fully Paid ordinary shares |
69,788 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
30,252.25 | 7,924 Fully Paid ordinary shares |
7,924 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
107,627.60 | 28,191 Fully Paid ordinary shares |
28,191 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by First Sentier Investors Holdings Pty Ltd |
274,644.90 | 71,938 Fully Paid ordinary shares |
71,938 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,814.56 | 2,576 Fully Paid ordinary shares |
2,576 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
223.59 | 58 Fully Paid ordinary shares |
58 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
30 | 8 Fully Paid ordinary shares |
8 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,706.58 | 445 Fully Paid ordinary shares |
445 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,715.18 | 449 Fully Paid ordinary shares |
449 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,637.58 | 951 Fully Paid ordinary shares |
951 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
14,861.00 | 3,860 Fully Paid ordinary shares |
3,860 |
Page 2
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
107.24 | 28 Fully Paid ordinary shares |
28 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
14,026.20 | 3,615 Fully Paid ordinary shares |
3,615 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
58,679.72 | 15,202 Fully Paid ordinary shares |
15,202 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
16,057.10 | 4,220 Fully Paid ordinary shares |
4,220 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,920.30 | 1,278 Fully Paid ordinary shares |
1,278 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
6,801.65 | 1,797 Fully Paid ordinary shares |
1,797 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
29,647.02 | 7,761 Fully Paid ordinary shares |
7,761 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,684.16 | 699 Fully Paid ordinary shares |
699 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,191.84 | 312 Fully Paid ordinary shares |
312 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,465.04 | 4,572 Fully Paid ordinary shares |
4,572 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,066.56 | 1,059 Fully Paid ordinary shares |
1,059 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
877.07 | 229 Fully Paid ordinary shares |
229 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,499.30 | 393 Fully Paid ordinary shares |
393 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
577.5 | 150 Fully Paid ordinary shares |
150 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
59,451.24 | 15,604 Fully Paid ordinary shares |
15,604 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
28,223.27 | 7,369 Fully Paid ordinary shares |
7,369 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
14,419.20 | 3,755 Fully Paid ordinary shares |
3,755 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,478.38 | 386 Fully Paid ordinary shares |
386 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,242.53 | 1,891 Fully Paid ordinary shares |
1,891 |
Page 3
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,362.90 | 354 Fully Paid ordinary shares |
354 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,809.50 | 470 Fully Paid ordinary shares |
470 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
199.42 | 52 Fully Paid ordinary shares |
52 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
29,880.36 | 7,884 Fully Paid ordinary shares |
7,884 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
200.2 | 52 Fully Paid ordinary shares |
52 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
77,015.34 | 20,214 Fully Paid ordinary shares |
20,214 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
666.05 | 173 Fully Paid ordinary shares |
173 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,095.38 | 286 Fully Paid ordinary shares |
286 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
196.1 | 51 Fully Paid ordinary shares |
51 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
24,360.14 | 6,377 Fully Paid ordinary shares |
6,377 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,745.08 | 1,252 Fully Paid ordinary shares |
1,252 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,093.95 | 286 Fully Paid ordinary shares |
286 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
112.52 | 29 Fully Paid ordinary shares |
29 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,555.58 | 669 Fully Paid ordinary shares |
669 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,639.46 | 1,461 Fully Paid ordinary shares |
1,461 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
42,596.40 | 11,064 Fully Paid ordinary shares |
11,064 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,415.92 | 1,156 Fully Paid ordinary shares |
1,156 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,139.46 | 1,852 Fully Paid ordinary shares |
1,852 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
15,564.80 | 4,096 Fully Paid ordinary shares |
4,096 |
Page 4
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,470.72 | 383 Fully Paid ordinary shares |
383 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
29,803.40 | 7,843 Fully Paid ordinary shares |
7,843 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,914.66 | 763 Fully Paid ordinary shares |
763 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,495.23 | 394 Fully Paid ordinary shares |
394 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,702.60 | 2,027 Fully Paid ordinary shares |
2,027 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,871.32 | 1,527 Fully Paid ordinary shares |
1,527 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,261.96 | 586 Fully Paid ordinary shares |
586 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,582.68 | 2,006 Fully Paid ordinary shares |
2,006 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
18,692.28 | 4,932 Fully Paid ordinary shares |
4,932 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
36,455.65 | 9,469 Fully Paid ordinary shares |
9,469 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
16,311.97 | 4,259 Fully Paid ordinary shares |
4,259 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,682.98 | 2,006 Fully Paid ordinary shares |
2,006 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,480.96 | 2,469 Fully Paid ordinary shares |
2,469 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
31,102.08 | 8,016 Fully Paid ordinary shares |
8,016 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,090.82 | 1,837 Fully Paid ordinary shares |
1,837 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
29,803.40 | 7,843 Fully Paid ordinary shares |
7,843 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
18,912.60 | 4,977 Fully Paid ordinary shares |
4,977 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
58,990.08 | 15,362 Fully Paid ordinary shares |
15,362 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
221.56 | 58 Fully Paid ordinary shares |
58 |
Page 5
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
28,134.54 | 7,443 Fully Paid ordinary shares |
7,443 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
21,991.74 | 5,757 Fully Paid ordinary shares |
5,757 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,913.52 | 1,544 Fully Paid ordinary shares |
1,544 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,673.07 | 434 Fully Paid ordinary shares |
434 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7,309.35 | 1,901 Fully Paid ordinary shares |
1,901 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
378.18 | 99 Fully Paid ordinary shares |
99 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
11,290.50 | 2,925 Fully Paid ordinary shares |
2,925 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10,545.75 | 2,725 Fully Paid ordinary shares |
2,725 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,262.25 | 330 Fully Paid ordinary shares |
330 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,573.76 | 1,952 Fully Paid ordinary shares |
1,952 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
385.11 | 99 Fully Paid ordinary shares |
99 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,809.82 | 987 Fully Paid ordinary shares |
987 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,050.50 | 275 Fully Paid ordinary shares |
275 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,155.00 | 300 Fully Paid ordinary shares |
300 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,944.16 | 1,552 Fully Paid ordinary shares |
1,552 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,667.52 | 432 Fully Paid ordinary shares |
432 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,486.82 | 651 Fully Paid ordinary shares |
651 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
410.35 | 107 Fully Paid ordinary shares |
107 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,275.92 | 328 Fully Paid ordinary shares |
328 |
Page 6
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,683.35 | 1,745 Fully Paid ordinary shares |
1,745 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,289.63 | 1,107 Fully Paid ordinary shares |
1,107 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,674.36 | 947 Fully Paid ordinary shares |
947 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
390.87 | 101 Fully Paid ordinary shares |
101 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
100,089.60 | 26,065 Fully Paid ordinary shares |
26,065 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
42,959.36 | 11,072 Fully Paid ordinary shares |
11,072 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,345.48 | 614 Fully Paid ordinary shares |
614 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
54.18 | 14 Fully Paid ordinary shares |
14 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,274.82 | 1,122 Fully Paid ordinary shares |
1,122 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,250.18 | 1,378 Fully Paid ordinary shares |
1,378 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,178.88 | 307 Fully Paid ordinary shares |
307 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,941.20 | 760 Fully Paid ordinary shares |
760 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
50,288.70 | 13,062 Fully Paid ordinary shares |
13,062 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,854.92 | 1,509 Fully Paid ordinary shares |
1,509 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
27,622.20 | 7,269 Fully Paid ordinary shares |
7,269 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,470.60 | 380 Fully Paid ordinary shares |
380 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16,404.93 | 4,239 Fully Paid ordinary shares |
4,239 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
25,128.60 | 6,510 Fully Paid ordinary shares |
6,510 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
38.8 | 10 Fully Paid ordinary shares |
10 |
Page 7
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
27,448.46 | 7,111 Fully Paid ordinary shares |
7,111 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,239.06 | 321 Fully Paid ordinary shares |
321 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,249.15 | 3,215 Fully Paid ordinary shares |
3,215 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
14,748.51 | 3,871 Fully Paid ordinary shares |
3,871 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
185.76 | 48 Fully Paid ordinary shares |
48 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
825.6 | 215 Fully Paid ordinary shares |
215 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
386.83 | 101 Fully Paid ordinary shares |
101 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,443.96 | 378 Fully Paid ordinary shares |
378 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,900.20 | 2,052 Fully Paid ordinary shares |
2,052 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
142.08 | 37 Fully Paid ordinary shares |
37 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,608.96 | 419 Fully Paid ordinary shares |
419 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,611.24 | 673 Fully Paid ordinary shares |
673 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
20,075.40 | 5,283 Fully Paid ordinary shares |
5,283 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
14,438.40 | 3,760 Fully Paid ordinary shares |
3,760 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,159.28 | 1,328 Fully Paid ordinary shares |
1,328 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,046.84 | 1,043 Fully Paid ordinary shares |
1,043 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
13,842.99 | 3,577 Fully Paid ordinary shares |
3,577 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
452.79 | 117 Fully Paid ordinary shares |
117 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
19,396.30 | 5,038 Fully Paid ordinary shares |
5,038 |
Page 8
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,244.53 | 322 Fully Paid ordinary shares |
322 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
8,196.66 | 2,118 Fully Paid ordinary shares |
2,118 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,995.20 | 780 Fully Paid ordinary shares |
780 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
6,744.13 | 1,754 Fully Paid ordinary shares |
1,754 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,186.80 | 568 Fully Paid ordinary shares |
568 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,800.12 | 3,299 Fully Paid ordinary shares |
3,299 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,489.96 | 386 Fully Paid ordinary shares |
386 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,431.20 | 3,280 Fully Paid ordinary shares |
3,280 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
20,450.28 | 5,298 Fully Paid ordinary shares |
5,298 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
758.19 | 199 Fully Paid ordinary shares |
199 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,526.28 | 1,188 Fully Paid ordinary shares |
1,188 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
42,666.40 | 11,228 Fully Paid ordinary shares |
11,228 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
177.33 | 46 Fully Paid ordinary shares |
46 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
4,566.86 | 1,174 Fully Paid ordinary shares |
1,174 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,305.60 | 340 Fully Paid ordinary shares |
340 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
12,138.24 | 3,161 Fully Paid ordinary shares |
3,161 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,968.34 | 506 Fully Paid ordinary shares |
506 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
86,608.92 | 22,732 Fully Paid ordinary shares |
22,732 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
19,490.87 | 5,089 Fully Paid ordinary shares |
5,089 |
Page 9
Annexure A
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
173.93 | 45 Fully Paid ordinary shares |
45 |
|---|---|---|---|---|---|
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
211.2 | 55 Fully Paid ordinary shares |
55 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,645.42 | 1,474 Fully Paid ordinary shares |
1,474 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
7,116.93 | 1,839 Fully Paid ordinary shares |
1,839 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,373.12 | 1,392 Fully Paid ordinary shares |
1,392 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
10,783.86 | 2,823 Fully Paid ordinary shares |
2,823 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,166.11 | 831 Fully Paid ordinary shares |
831 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,189.59 | 821 Fully Paid ordinary shares |
821 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
721.68 | 186 Fully Paid ordinary shares |
186 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
553.9 | 145 Fully Paid ordinary shares |
145 |
| 18/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
15,361.50 | 3,990 Fully Paid ordinary shares |
3,990 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
82,591.60 | 22,690 Fully Paid ordinary shares |
22,690 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
559.98 | 153 Fully Paid ordinary shares |
153 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
691.74 | 189 Fully Paid ordinary shares |
189 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,299.50 | 630 Fully Paid ordinary shares |
630 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
687.96 | 189 Fully Paid ordinary shares |
189 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
841.8 | 230 Fully Paid ordinary shares |
230 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
87.84 | 24 Fully Paid ordinary shares |
24 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
565.5 | 145 Fully Paid ordinary shares |
145 |
Page 10
Annexure A
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,916.88 | 489 Fully Paid ordinary shares |
489 |
|---|---|---|---|---|---|
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,604.00 | 2,450 Fully Paid ordinary shares |
2,450 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,403.62 | 1,382 Fully Paid ordinary shares |
1,382 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,575.44 | 657 Fully Paid ordinary shares |
657 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
642.25 | 175 Fully Paid ordinary shares |
175 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,445.50 | 670 Fully Paid ordinary shares |
670 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,396.51 | 653 Fully Paid ordinary shares |
653 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,840.98 | 503 Fully Paid ordinary shares |
503 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,037.09 | 523 Fully Paid ordinary shares |
523 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,368.50 | 350 Fully Paid ordinary shares |
350 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
104.49 | 27 Fully Paid ordinary shares |
27 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,659.24 | 419 Fully Paid ordinary shares |
419 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,941.30 | 1,267 Fully Paid ordinary shares |
1,267 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,540.30 | 422 Fully Paid ordinary shares |
422 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
32,771.64 | 9,028 Fully Paid ordinary shares |
9,028 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,120.68 | 283 Fully Paid ordinary shares |
283 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,932.25 | 2,550 Fully Paid ordinary shares |
2,550 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
90.39 | 23 Fully Paid ordinary shares |
23 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
120.59 | 31 Fully Paid ordinary shares |
31 |
Page 11
Annexure A
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,084.20 | 278 Fully Paid ordinary shares |
278 |
|---|---|---|---|---|---|
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
17,083.44 | 4,314 Fully Paid ordinary shares |
4,314 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
649.63 | 167 Fully Paid ordinary shares |
167 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
815.36 | 208 Fully Paid ordinary shares |
208 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,484.30 | 637 Fully Paid ordinary shares |
637 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
573.3 | 147 Fully Paid ordinary shares |
147 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,533.07 | 899 Fully Paid ordinary shares |
899 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
23.34 | 6 Fully Paid ordinary shares |
6 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,130.32 | 284 Fully Paid ordinary shares |
284 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
19,496.73 | 4,961 Fully Paid ordinary shares |
4,961 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
27,808.26 | 6,987 Fully Paid ordinary shares |
6,987 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,798.76 | 463 Fully Paid ordinary shares |
463 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
221.16 | 57 Fully Paid ordinary shares |
57 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
276.9 | 71 Fully Paid ordinary shares |
71 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,852.55 | 469 Fully Paid ordinary shares |
469 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
9,390.05 | 2,417 Fully Paid ordinary shares |
2,417 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
11,774.59 | 3,023 Fully Paid ordinary shares |
3,023 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
315.9 | 81 Fully Paid ordinary shares |
81 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
259.15 | 71 Fully Paid ordinary shares |
71 |
Page 12
Annexure A
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,011.25 | 825 Fully Paid ordinary shares |
825 |
|---|---|---|---|---|---|
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
26,064.00 | 7,240 Fully Paid ordinary shares |
7,240 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
16,268.28 | 4,494 Fully Paid ordinary shares |
4,494 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,923.90 | 530 Fully Paid ordinary shares |
530 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,974.75 | 815 Fully Paid ordinary shares |
815 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
83,756.55 | 22,947 Fully Paid ordinary shares |
22,947 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
97.74 | 27 Fully Paid ordinary shares |
27 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
11,526.70 | 3,158 Fully Paid ordinary shares |
3,158 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
650.26 | 164 Fully Paid ordinary shares |
164 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,243.38 | 318 Fully Paid ordinary shares |
318 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,000.62 | 253 Fully Paid ordinary shares |
253 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
566.58 | 142 Fully Paid ordinary shares |
142 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
857.52 | 216 Fully Paid ordinary shares |
216 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
744.48 | 188 Fully Paid ordinary shares |
188 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,195.92 | 302 Fully Paid ordinary shares |
302 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
27,083.28 | 6,909 Fully Paid ordinary shares |
6,909 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,657.80 | 685 Fully Paid ordinary shares |
685 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
27.23 | 7 Fully Paid ordinary shares |
7 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,478.28 | 381 Fully Paid ordinary shares |
381 |
Page 13
Annexure A
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
16,610.48 | 4,184 Fully Paid ordinary shares |
4,184 |
|---|---|---|---|---|---|
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
178.85 | 49 Fully Paid ordinary shares |
49 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
919.8 | 252 Fully Paid ordinary shares |
252 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
566.23 | 145 Fully Paid ordinary shares |
145 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
258.06 | 66 Fully Paid ordinary shares |
66 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,520.56 | 643 Fully Paid ordinary shares |
643 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,636.88 | 1,192 Fully Paid ordinary shares |
1,192 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
34,349.35 | 8,785 Fully Paid ordinary shares |
8,785 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
951.06 | 242 Fully Paid ordinary shares |
242 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,616.94 | 931 Fully Paid ordinary shares |
931 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,756.02 | 452 Fully Paid ordinary shares |
452 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
3,240.90 | 831 Fully Paid ordinary shares |
831 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,182.20 | 2,098 Fully Paid ordinary shares |
2,098 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
859.04 | 236 Fully Paid ordinary shares |
236 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,539.72 | 423 Fully Paid ordinary shares |
423 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,956.40 | 536 Fully Paid ordinary shares |
536 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,056.33 | 291 Fully Paid ordinary shares |
291 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,428.24 | 367 Fully Paid ordinary shares |
367 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
7.82 | 2 Fully Paid ordinary shares |
2 |
Page 14
Annexure A
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
14,002.53 | 3,595 Fully Paid ordinary shares |
3,595 |
|---|---|---|---|---|---|
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
4,115.87 | 1,054 Fully Paid ordinary shares |
1,054 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,571.56 | 404 Fully Paid ordinary shares |
404 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
116.4 | 30 Fully Paid ordinary shares |
30 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,847.86 | 469 Fully Paid ordinary shares |
469 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
479.88 | 124 Fully Paid ordinary shares |
124 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,296.90 | 330 Fully Paid ordinary shares |
330 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
8,955.62 | 2,273 Fully Paid ordinary shares |
2,273 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
586.04 | 161 Fully Paid ordinary shares |
161 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,135.55 | 1,407 Fully Paid ordinary shares |
1,407 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
2,113.92 | 576 Fully Paid ordinary shares |
576 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
186.24 | 48 Fully Paid ordinary shares |
48 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
2,099.08 | 541 Fully Paid ordinary shares |
541 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,149.54 | 294 Fully Paid ordinary shares |
294 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
560.9 | 142 Fully Paid ordinary shares |
142 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,682.78 | 1,446 Fully Paid ordinary shares |
1,446 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,138.80 | 292 Fully Paid ordinary shares |
292 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
1,142.96 | 314 Fully Paid ordinary shares |
314 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
5,460.40 | 1,496 Fully Paid ordinary shares |
1,496 |
Page 15
Annexure A
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
3,978.28 | 1,084 Fully Paid ordinary shares |
1,084 |
|---|---|---|---|---|---|
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Sale of securities by an entity controlled by Morgan Stanley |
15,202.25 | 4,165 Fully Paid ordinary shares |
4,165 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
222.87 | 57 Fully Paid ordinary shares |
57 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
96,341.84 | 24,577 Fully Paid ordinary shares |
24,577 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
1,754.48 | 447 Fully Paid ordinary shares |
447 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
928.2 | 238 Fully Paid ordinary shares |
238 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
849.72 | 219 Fully Paid ordinary shares |
219 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
530.67 | 133 Fully Paid ordinary shares |
133 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Purchase of securities by an entity controlled by Morgan Stanley |
5,456.64 | 1,392 Fully Paid ordinary shares |
1,392 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A |
8,261,789 Fully Paid ordinary shares |
8,261,789 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Borrowed by an entity controlled by Morgan Stanley - see Annexure B |
N/A | 68,079 Fully Paid ordinary shares |
68,079 |
| 19/07/2022 | Mitsubishi UFJ Financial Group, Inc. |
Collateral Returned by an entity controlled by Morgan Stanley - see Annexure B |
N/A |
60,129 Fully Paid ordinary shares |
60,129 |
Page 16
Annexure B
Annexure B
This is annexure B of 2 pages referred to in Form 605, Notice of ceasing to be a substantial holder dated 22 July 2022
==> picture [119 x 36] intentionally omitted <==
Ryuichiro Sakuma Authorised signatory Dated 22 July 2022
The below schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.
| Schedule | Schedule |
|---|---|
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC on behalf of all Morgan Stanleyentities and customer CITADEL EQUITY FUND LTD. |
| Transfer Date | 20220719; |
| Holder of Voting Rights | Morgan Stanley |
| Are there any restrictions on voting rights? | No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| Ifyes, detailMorgan Stanleymayreturn rehypothecated shares at anytime. | |
| Does the lender have the right to recall early? | Yes |
| Ifyes, detailThe customer mayrecall shares from Morgan Stanleyat anytime. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and L1 LONG SHORT FUND LIMITED |
| Transfer Date | 20220719; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
| Schedule | Schedule |
|---|---|
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley & Co. LLC on behalf of all Morgan Stanley entities and customer CITADEL MULTI-STRATEGY EQUITIES MASTER FUND LTD. |
| Transfer Date | 20220713; |
| Holder of Voting Rights | Morgan Stanley |
| Are there any restrictions on voting rights? | No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| Ifyes, detailMorgan Stanleymayreturn rehypothecated shares at anytime. | |
| Does the lender have the right to recall early? | Yes |
| Ifyes, detailThe customer mayrecall shares from Morgan Stanleyat anytime. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities. |
|
| Schedule | |
| Type of Agreement | Customer Prime Broker Account Agreement |
| Parties to agreement | Morgan Stanley& Co. LLC on behalf of all Morgan Stanleyentities and customer OSPRAIE EQUITY MASTER FUND LP |
Page 17
Annexure B
| Transfer Date | 20220719; |
|---|---|
| Holder of Voting Rights | Morgan Stanley |
| Are there any restrictions on voting rights? | No |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Yes |
| Ifyes, detailMorgan Stanleymayreturn rehypothecated shares at anytime. | |
| Does the lender have the right to recall early? | Yes |
| Ifyes, detailThe customer mayrecall shares from Morgan Stanleyat anytime. | |
| Will the securities be returned on settlement? | Yes |
| If yes, detail any exceptionsIn the ordinary course of business, securities will be returned to customers. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral, including rehypothecated securities, for the purpose of arriving at a single closeout amount. In such a default scenario, Morgan Stanley may do an actual or deemed sale of the rehypothecated securities. |
|
| Schedule | |
| Type of Agreement | International Prime Brokerage Agreement |
| Parties to agreement | Morgan Stanley & Co. International plc for itself and as agent and trustee for and on behalf of the other Morgan Stanley Companies and AUSBIL INVESTMENT MANAGEMENT LIMITED AS RESPONSIBLE ENTITY FOR AUSBIL GLOBAL RESOURCES FUND |
| Transfer Date | 20220719; |
| Holder of Voting Rights | Prime broker has the right to vote securities rehypothecated from the Client. |
| Are there any restrictions on voting rights? | ~~Yes/~~ ~~N~~o |
| Ifyes, detailNot applicable | |
| Scheduled Return Date (if any) | Open |
| Does the borrower have the right to return early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker mayreturn shares which were rehypothecated from the client at anytime. | |
| Does the lender have the right to recall early? | Ye~~s/No~~ |
| Ifyes, detailPrime broker will be required to return to the client shares rehypothecated from the client's account upon a sale of those shares bythe client. | |
| Will the securities be returned on settlement? | Ye~~s/No~~ |
| If yes, detail any exceptionsUpon an Event of Default, the default market value of all Equivalent Securities to be delivered will be determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable. |
Page 18