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SANDFIRE RESOURCES LIMITED — Major Shareholding Notification 2021
Apr 15, 2021
65773_rns_2021-04-15_ea9ad2d4-bc9f-41e6-bb8f-2f871dfcd362.pdf
Major Shareholding Notification
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Form 604 Corporations Act 2001 Section 671B
| Notice of change of interests of substantial holder | |
|---|---|
| To Company Name/Scheme | Sandfire Resources Limited |
| ACN/ARSN | 105 154 185 |
| 1. Details of substantial holder (1) |
|
| Name | Dimensional Entities |
| ACN/ARSN (if applicable) | See Annexure A |
| There was a change in the interests |
of the substantial holder on 14/04/2021 The previous notice was given to the company on 26/02/2020 The previous notice was dated 26/02/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous notice | Present notice | |||
|---|---|---|---|---|
| Class of securities (4) |
Person's votes | Voting power (5) | Person's votes | Voting power (5) |
| Ordinary fully paid shares |
8,998,600 | 5.05% | 10,783,756 | 6.05 |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person's votes affected |
|---|---|---|---|---|---|
| See Annexure B |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| See Annexure C |
5137 v1 KNOWLEDGEB PRECEDENTS 15 04 21
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association | |
|---|---|---|
| See Annexure B |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| See Annexure D | |
Signature
Dimensional Fund Advisors LP By: Dimensional Holdings Inc., its General Partner
capacity Assistant Secretary and Vice President print name By: Valerie Brown date April 15, 2021 sign here
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
- See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
- Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If $(a)$ subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
- any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, $(b)$ the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
- Details of the consideration must include any and all benefits, money and other, that any person from whom a $(7)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
- If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because $(8)$ of an option) write "unknown"".
- Give details, if appropriate, of the present association and any change in that association since the last substantial $(9)$ holding notice.
5137 V1 KNOWLEDGEB PRECEDENTS 15 04 21
GUIDE This guide does not form part of the prescribed form and is included by ASIC to assist you in completing and lodging form 604.
| Signature | This form must be signed by either a director or a secretary of the substantial holder. |
|---|---|
| Lodging period | Nil |
| Lodging Fee | Nil |
| Other forms to be completed |
Nil |
| Additional information | If additional space is required to complete a question, the information may be (a) included on a separate piece of paper annexed to the form. |
| (b) This notice must be given to a listed company, or the responsible entity for a listed managed investment scheme. A copy of this notice must also be given to each relevant securities exchange. |
|
| (c) The person must give a copy of this notice: | |
| (i) within 2 business days after they become aware of the information; or |
|
| (ii) by 9.30 am on the next trading day of the relevant securities exchange after they become aware of the information if: |
|
| (A) a takeover bid is made for voting shares in the company or voting interests in the scheme; and |
|
| (B) the person becomes aware of the information during the bid period. |
|
| Annexures | To make any annexure conform to the regulations, you must |
| use A4 size paper of white or light pastel colour with a margin of at least 10mm on all 1 sides |
|
| show the corporation name and ACN or ARBN 2 |
|
| 3 number the pages consecutively | |
| 4 print or type in BLOCK letters in dark blue or black ink so that the document is clearly legible when photocopied |
|
| identify the annexure with a mark such as A, B, C, etc 5 |
|
| 6 endorse the annexure with the words: This is annexure (mark) of (number) pages referred to in form (form number and title) |
|
| 7 sign and date the annexure | |
| The annexure must be signed by the same person(s) who signed the form. |
Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.
ANNEXURE A Sandfire Resources Limited ACN 105 154 185
DETAILS OF SUBSTANTIAL HOLDERS $1.$
In this Form 604, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:
| Name | DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP) ACN 065 937 671 |
|---|---|
| Name | Dimensional Fund Advisors LP |
| Name | Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC) |
| Name | DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.) |
| Name | Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP) |
| Name | Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP) |
| Name | David Booth |
| Name | Rex Sinquefield |
This is Annexure "A" referred to in Form 604: Notice of change of interests of substantial holder
April 15, 2021 Date: Dimensional Fund Advisors LP Print Name: By: Dimensional Holdings Inc., its General Partner By: Valerie Brown l.
Signature:
Assistant Secretary and Vice President Capacity:
| Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the co substantial holder was last required to give a substantial holding notice to the co RESTS GES IN RELEVANT INTE |
me are as follows: mpany or sche |
mpany or sche | me, since the | |||
|---|---|---|---|---|---|---|
| Date of Change |
whose relevant interest changed Person |
change (6) Nature of |
Consideration given in relation to change (7) |
mber of securities Class and affected nu |
Person's affected Votes |
|
| DFA International S ment Di Invest Apr 14 2021 |
mall Cap Value Portfolio of DFA mensions Group Inc. |
Purchase | 281,903.27 \$ |
51,349 | 51,349 | |
| Di Di Apr 9 2021 |
of Market ETF mensional International Core Equity mensional ETF Trust |
Purchase | 2,709.06 \$ |
489 | 489 | |
| Apr 6 2021 | mited Separate Account advised by DFA Australia Li |
Transfer | (18,580.80) \$ |
(3,360) | (3,360) | |
| Di Di Apr 6 2021 |
of Market ETF Core Equity mensional International mensional ETF Trust |
Purchase | 1,542.87 \$ |
279 | 279 | |
| ment Di Invest Apr 6 2021 |
Portfolio of DFA mensions Group Inc. International Sustainability Core 1 |
Transfer | 18,580.80 \$ |
3,360 | 3,360 | |
| Di Di Apr 6 2021 |
of Market ETF mensional International Core Equity mensional ETF Trust |
Purchase | 4,628.61 \$ |
837 | 837 | |
| Di Mar 30 2021 |
mensional Australian Sustainability Trust | Purchase | 43,293.64 \$ |
7,762 | 7,762 | |
| Di Di Mar 24 2021 |
of Market ETF mensional International Core Equity mensional ETF Trust |
Purchase | 1,517.76 \$ |
272 | 272 | |
| Di Di Mar 23 2021 |
of Market ETF mensional International Core Equity mensional ETF Trust |
Purchase | 4,516.68 \$ |
798 | 798 | |
| Di Mar 23 2021 |
mensional Australian Sustainability Trust | Purchase | 53,896.08 \$ |
9,227 | 9,227 | |
| Di Di Mar 23 2021 |
of Market ETF mensional International Core Equity mensional ETF Trust |
Purchase | 4,516.68 \$ |
798 | 798 | |
| Mar 19 2021 |
mensional Fund Advisors LP Separate Account advised by Di |
Purchase | 34,107.39 \$ |
5,995 | 5,995 | |
| 15 04 21 5137 v1 KNOWLEDGEB PRECEDENTS |
||||||
| (56,086.38) 14,727.75 4,683.84 \$ \$ \$ Purchase Purchase Sale mensional Fund Advisors LP of Market ETF mensional International Core Equity Separate Account advised by Di mensional ETF Trust Funds II Di Di |
(9,714) | (9,714) |
|---|---|---|
| 816 | 816 | |
| 2,494 | 2,494 | |
| \$ Purchase of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
506 | 506 |
| 3,036.00 of Market ETF mensional International Core Equity Di |
||
| 1,328.70 \$ Purchase mensional ETF Trust Di |
215 | 215 |
| of Market ETF mensional International Core Equity Di |
||
| 2,511.00 \$ Purchase mensional ETF Trust Di |
450 | 450 |
| of Market ETF mensional International Core Equity Di |
||
| 2,326.50 \$ Purchase mensional ETF Trust Di |
450 | 450 |
| of Market ETF mensional International Core Equity Di |
||
| 775.50 \$ Purchase mensional ETF Trust Di |
150 | 150 |
| 108,000.08 \$ Purchase mited Separate Account advised by DFA Australia Li |
20,740 | 20,740 |
| Transfer ment mall Portfolio of DFA Invest VA International S |
||
| (29,385.95) \$ mensions Group Inc. Di |
(5,555) | (5,555) |
| 29,385.95 \$ Transfer mited Separate Account advised by DFA Australia Li |
5,555 | 5,555 |
| 127,402.37 \$ Purchase mited Separate Account advised by DFA Australia Li |
24,686 | 24,686 |
| of Market ETF mensional International Core Equity Di |
||
| 2,904.72 \$ Purchase mensional ETF Trust Di Feb 9 2021 |
588 | 588 |
| (285,674.70) \$ Transfer mensional Fund Advisors LP Separate Account advised by Di Feb 4 2021 |
(58,902) | (58,902) |
| of Market ETF mensional International Core Equity Di |
||
| 2,884.64 \$ Purchase mensional ETF Trust Di 2021 |
596 | 596 |
| of Market ETF mensional International Core Equity Di |
||
| 2,163.48 \$ Purchase mensional ETF Trust Di Feb 2 2021 |
447 | 447 |
| 716.69 \$ Purchase of Market ETF mensional International Core Equity mensional ETF Trust Di Di Feb 1 2021 |
149 | 149 |
| 150 | 2,690 | 6,992 | 745 | 149 | (2,412) | 2,412 | 150 | 600 | 600 | 4,809 | 604 | 3,836 | (3,836) | 750 | 604 | 300 | ||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 150 | 2,690 | 6,992 | 745 | 149 | (2,412) | 2,412 | 150 | 600 | 600 | 4,809 | 604 | 3,836 | (3,836) | 750 | 604 | 300 | ||||||||||
| 766.50 | 13,673.51 | 35,540.96 | 3,829.30 | 765.86 | (13,176.45) | 13,176.45 | 817.50 | 3,408.00 | 3,408.00 | 27,459.03 | 3,388.44 | 21,665.27 | (21,665.27) | 3,990.00 | 3,195.16 | 1,641.00 | ||||||||||
| \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | ||||||||||
| Purchase | Purchase | Purchase | Purchase | Purchase | Transfer | Transfer | Purchase | Purchase | Purchase | Purchase | Purchase | Transfer | Transfer | Purchase | Purchase | Purchase | ||||||||||
| of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
mensional Funds plc World Equity Fund of Di |
mensional Funds plc of Di World Allocation 60/40 Fund |
of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
1 Portfolio of DFA International Sustainability Core |
mensions Group Inc. ment Di Invest |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
mensional Funds plc of Di World Allocation 60/40 Fund |
mensional Funds plc Global Core Equity Fund of Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
|||
| Jan 26 | 2021 | Jan 25 2021 |
Jan 25 | 2021 | Jan 20 | 2021 | Jan 20 2021 |
Jan 12 | 2021 | Jan 12 2021 |
12 Jan |
2021 | Jan 8 2021 | Jan 8 2021 | Jan 7 2021 | Jan 6 2021 | Jan 5 2021 | Jan 5 2021 | Dec 24 2020 |
Dec 23 | 2020 | Dec 21 | 2020 |
| 10,263 | 37,429 | 25,007 | 11,283 | 148 | 592 | 7,674 | 294 | 147 | 3,961 | (3,961) | 49,278 | 3,657 588 |
147 | 298 | 61,958 | ||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 10,263 | 37,429 | 25,007 | 11,283 | 148 | 592 | 7,674 | 294 | 147 | 3,961 | (3,961) | 49,278 | 3,657 | 588 | 147 | 298 | 61,958 | |||
| 56,224.08 | 200,854.81 | 132,401.14 | 59,738.55 | 778.48 | 778.48 | 42,811.42 | 1,643.46 | 821.73 | 22,381.77 | (22,381.77) | 292,010.84 | 21,804.53 | 3,439.80 | 848.19 | 1,692.64 | 349,759.47 | |||
| \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | |||
| Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Transfer | Transfer | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | |||
| mensional Australian Sustainability Trust Di |
mited DFA Australia Li Separate Account advised by |
mited Separate Account advised by DFA Australia Li |
mited | of Market ETF Separate Account advised by DFA Australia Li Di |
mensional International Core Equity mensional ETF Trust Di |
of Market ETF mensional International Core Equity Di |
mensional ETF Trust Di |
mensional Australian Sustainability Trust Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
of ETF Market mensional International Core Equity mensional ETF Trust Di Di |
mensional Funds plc of Di World Allocation 60/40 Fund |
mensional Funds plc Global Targeted Value Fund of Di |
mited Separate Account advised by DFA Australia Li |
DFA Global Sustainability Core Equity Fund | of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
mensional Fund Advisors LP Separate Account Advised by Di |
|
| Dec 21 2020 |
Dec 18 2020 |
Dec 17 2020 |
Dec 17 2020 |
Dec 16 | 2020 | Dec 16 | 2020 | Dec 14 2020 |
Dec 11 2020 |
Dec 11 2020 |
Dec 10 2020 |
Dec 10 2020 |
Dec 8 2020 | Dec 8 2020 | Dec 8 2020 | Dec 7 2020 | Dec 3 2020 | Dec 3 2020 |
| Dec 3 2020 | mensional Funds plc of Di World Allocation 60/40 Fund |
Transfer | \$ 15,044.39 |
2,628 | 2,628 |
|---|---|---|---|---|---|
| Dec 3 2020 | mensional Funds ICVC International Core Equity Fund of Di |
Transfer | \$ (15,044.39) |
(2,628) | (2,628) |
| Nov 30 2020 |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
Purchase | \$ 683.28 |
156 | 156 |
| Nov 30 | of Market ETF mensional International Core Equity Di |
||||
| 2020 | mensional ETF Trust Di |
Purchase | \$ 683.28 |
312 | 312 |
| Nov 30 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 231,367.52 |
52,571 | 52,571 |
| Nov 30 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 72,410.45 |
16,453 | 16,453 |
| Nov 27 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 84,156.76 |
19,032 | 19,032 |
| Nov 27 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 26,336.57 |
5,956 | 5,956 |
| Nov 26 2020 |
mputation Trust mensional Australian Core I Di |
Purchase | \$ 59,821.33 |
13,621 | 13,621 |
| Nov 25 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 28,532.40 |
6,394 | 6,394 |
| Nov 25 2020 |
mited Australia Li Separate Account advised by DFA |
Purchase | \$ 35,025.14 |
7,849 | 7,849 |
| Nov 24 2020 |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
Purchase | \$ 2,961.44 |
664 | 664 |
| Nov 24 2020 |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
Purchase | \$ 740.36 |
166 | 166 |
| Nov 24 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 29,092.88 |
6,504 | 6,504 |
| Nov 23 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 19,584.64 |
4,399 | 4,399 |
| Nov 23 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 29,264.82 |
6,581 | 6,581 |
| Nov 20 2020 |
mited Separate Account advised by DFA Australia Li |
Purchase | \$ 15,902.80 |
3,684 | 3,684 |
| 6,703 | 11,796 | 196 | 160 | (10,503) | (16,545) | 15,479 | 11,085 | 6,009 | (6,009) | 3,278 | 41,471 | 5,886 | 4,815 | (13,318) | 12,571 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 6,703 | 11,796 | 196 | 160 | (10,503) | (16,545) | 15,479 | 11,085 | 6,009 | (6,009) | 3,278 | 41,471 | 5,886 | 4,815 | (13,318) | 12,571 | 59,201 |
| 28,888.02 | 50,920.02 | 823.20 | 716.80 | (44,127.88) | (69,015.23) | 65,293.28 | 47,242.05 | 28,062.03 | (28,062.03) | 16,536.45 | 202,263.03 | 29,353.22 | 24,256.40 | (71,886.20) | 64,656.55 | 304,489.08 |
| \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ |
| Purchase | Purchase | Purchase | Purchase | Sale | Sale | Purchase | Purchase | Transfer | Transfer | Purchase | Purchase | Purchase | Purchase | Sale | Purchase | Purchase |
| mited Australia Li Separate Account advised by DFA |
mited Separate Account advised by DFA Australia Li |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
of Market ETF mensional International Core Equity mensional ETF Trust Di Di |
mensional Funds plc mpanies Fund of Di mall Co Global S |
mensional Funds plc World Equity Fund of Di |
mited Separate Account advised by DFA Australia Li |
Sustainability Trust mensional Australian Di |
mensional Australian Sustainability Trust Di |
mensional Australian Core Equity Trust Di |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mensional Australian Sustainability Trust Di |
mensional Australian Sustainability Trust Di |
Westbury Mid Cap Fund, a series of Old mall & Westbury S Funds, Inc. Old |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
| Nov 20 2020 |
Nov 20 2020 |
Nov 19 2020 |
Nov 17 2020 |
Sep 29 2020 |
Sep 28 2020 |
Sep 25 2020 |
Sep 23 2020 |
Aug 31 2020 |
Aug 31 2020 |
Aug 25 2020 |
Aug 21 2020 |
Aug 17 2020 |
Aug 5 2020 | Jul 17 2020 | Jul 7 2020 | Jul 7 2020 |
| (29,655) 40,291 17,075 29,655 29,931 25,285 25,977 29,257 (7,152) 6,593 7,741 7,152 3,544 3,102 8,407 9,994 3,850 (29,655) 40,291 17,075 29,655 29,931 25,285 25,977 29,257 (7,152) 6,593 7,741 7,152 3,544 3,102 8,407 3,850 9,994 (147,978.45) (35,688.48) 202,384.41 147,978.45 149,207.65 128,313.44 128,400.13 143,213.67 33,117.08 84,986.57 38,600.93 35,688.48 17,667.04 15,741.68 42,418.16 19,425.46 49,069.82 \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ \$ Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Purchase Transfer Transfer Transfer Transfer mensional Funds plc mensional Funds plc mited mited mited mited mited mited mited mited mited mited mited mited mited mited mited Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li Global Targeted Value Fund of Di Global Targeted Value Fund of Di Separate Account advised Jul 3 2020 Jul 6 2020 Jul 6 2020 Jul 3 2020 Jul 3 2020 Jul 3 2020 Jul 3 2020 Jul 3 2020 1 2020 Jul 1 2020 Jun 30 Jun 30 Jun 29 Jun 26 Jun 26 Jun 25 Jun 24 2020 2020 2020 2020 2020 2020 2020 Jul |
||||
|---|---|---|---|---|
| 3,562 | 18,518 | (18,518) | (4,497) | 11,272 | 4,497 | 21,086 | 2,878 | 19,108 | 7,678 | 24,394 | 7,784 | 30,544 | 8,181 | 10,253 | 6,676 | 3,573 | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 3,562 | 18,518 | (18,518) | (4,497) | 11,272 | 4,497 | 21,086 | 2,878 | 19,108 | 7,678 | 24,394 | 7,784 | 30,544 | 8,181 | 10,253 | 6,676 | 3,573 | ||
| 17,556.87 | 91,664.10 | (91,664.10) | (22,260.15) | 55,765.30 | 22,260.15 | 100,307.66 | 13,587.22 | 90,722.31 | 36,677.65 | 116,861.55 | 37,233.07 | 143,561.49 | 40,706.61 | 48,014.27 | 30,178.80 | 15,847.55 | ||
| \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | ||
| Purchase | Transfer | Transfer | Transfer | Purchase | Transfer | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | ||
| mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mensional Australian Sustainability Trust Di |
mensional Australian Sustainability Trust Di |
mensional Australian Sustainability Trust Di |
mensional Australian Sustainability Trust Di |
||
| Jun 24 2020 |
Jun 23 2020 |
Jun 23 2020 |
Jun 23 | 2020 | Jun 23 2020 |
Jun 23 2020 |
Jun 19 2020 |
Jun 19 2020 |
Jun 18 2020 |
Jun 18 2020 |
Jun 17 2020 |
Jun 16 2020 |
Jun 15 2020 |
Jun 9 2020 | Jun 2 2020 | Jun 1 2020 | May 29 2020 |
| 21,994 | 19,143 | 27,402 | 7,320 | 3,528 | 30,461 | 7,979 | 7,884 | 8,531 | (24,266) | 22,662 | 17,358 | 13,847 | 29,588 | 24,745 | 32,764 | 10,653 | ||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 21,994 | 19,143 | 27,402 | 7,320 | 3,528 | 30,461 | 7,979 | 7,884 | 8,531 | (24,266) | 22,662 | 17,358 | 13,847 | 29,588 | 24,745 | 32,764 | 10,653 | ||
| 97,630.53 | 85,618.48 | 122,620.51 | 33,204.95 | 16,018.52 | 138,993.72 | 33,552.85 | 33,977.02 | 38,026.30 | (106,285.08) | 95,064.28 | 69,753.36 | 59,838.18 | 114,975.05 | 92,989.80 | 120,312.43 | 37,648.02 | ||
| \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | \$ | ||
| Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Transfer | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | Purchase | ||
| mensional Australian Value Trust Di |
mensional Australian Value Trust Di |
mensional Australian Value Trust Di |
mensional Australian Value Trust Di |
mensional Australian Sustainability Trust Di |
mensional Australian Value Trust Di |
mensional Funds plc mpanies Fund of Di mall Co Global S |
mensional Australian Value Trust Di |
mensional Funds Global Sustainability Core Equity Fund of Di plc |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mensional Funds plc Global Targeted Value Fund of Di |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mited Separate Account advised by DFA Australia Li |
mensional Funds plc World Equity Fund of Di |
||
| May 26 2020 |
May 25 2020 |
May 22 2020 |
May 21 2020 |
May 21 | 2020 | May 20 2020 |
May 15 2020 |
May 1 2020 |
Apr 29 2020 |
Apr 27 2020 |
Apr 24 2020 |
Apr 22 2020 |
Apr 15 2020 |
Apr 9 2020 | Apr 8 2020 | Apr 7 2020 | Apr 6 2020 |
| Separate Account advised by DFA Australia Li Separate Account advised by DFA Australia Li mensional Australian Sustainability Trust Di Apr 3 2020 Apr 2 2020 Apr 2 2020 |
Sale | ||||
|---|---|---|---|---|---|
| \$ (19,338.59) |
(5,509) | (5,509) | |||
| mited | Purchase | \$ 92,560.53 |
27,650 | 27,650 | |
| mited | Sale | \$ (116,151.44) |
(34,676) | (34,676) | |
| mall Co mensional Australian S Di Apr 1 2020 |
mpany Trust | Sale | \$ (104,242.54) |
(30,799) | (30,799) |
| Separate Account advised by DFA Australia Li Apr 1 2020 |
mited | Purchase | \$ 163,955.10 |
48,555 | 48,555 |
| International Sustainability Core 1 Portfolio of DFA mensions Group Inc. ment Di Invest Mar 31 2020 |
Purchase | \$ 45,253.98 |
13,603 | 13,603 | |
| Separate Account advised by DFA Mar 30 2020 |
mited Australia Li |
Purchase | \$ 27,474.75 |
8,939 | 8,939 |
| Separate Account advised by DFA Australia Li Mar 30 2020 |
mited | Purchase | \$ 47,542.16 |
15,468 | 15,468 |
| Separate Account advised by Di Mar 27 2020 |
mensional Fund Advisors Ltd. | Purchase | \$ 122,738.09 |
39,453 | 39,453 |
| Separate Account advised by DFA Australia Li Mar 27 2020 |
mited | Purchase | \$ 141,907.32 |
44,556 | 44,556 |
| Separate Account advised by DFA Australia Li Mar 26 2020 |
mited | Purchase | \$ 29,927.11 |
9,573 | 9,573 |
| mall Co The Asia Pacific S mpany Trust Co Mar 26 2020 |
ment DFA Invest mpany Series of The |
Sale | \$ (206,590.96) |
(65,762) | (65,762) |
| Separate Account advised by DFA Australia Li Mar 26 2020 |
mited | Purchase | \$ 36,767.24 |
11,761 | 11,761 |
| International Vector Equity Portfolio of DFA Invest mensions Group Inc. Di Mar 23 2020 |
ment | Purchase | \$ 84,088.50 |
30,022 | 30,022 |
| Separate Account advised by DFA Australia Li Mar 20 2020 |
mited | Purchase | \$ 24,652.89 |
7,950 | 7,950 |
| Account advised by DFA Australia Li Separate Mar 20 2020 |
mited | Purchase | \$ 23,769.09 |
7,665 | 7,665 |
| International Sustainability Core 1 Portfolio of DFA Mar 18 |
|||||
| mensions Group Inc. ment Di Invest 2020 |
Purchase | \$ 36,459.95 |
11,176 | 11,176 | |
This is Annexure "B" referred to in Form 604: Notice of change of interests of substantial holder
April 15, 2021 Date:
Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
By: Valerie Brown Print Name:
$\ddot{\cdot}$
Signature:
Assistant Secretary and Vice President Capacity:
| Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows: Person entitled |
||||
|---|---|---|---|---|
| to be registered as holder (8) |
Holder of relevant interest (6) | mber Class and Nu of Securities |
Person's Votes |
|
| Di N/A minees Pty Ltd |
mensional Australian Core Equity Trust |
1,269,234 | 1,269,234 | |
| Di I N/A |
mensional Australian Core mputation Trust |
87,431 | 87,431 | |
| Di N/A NATIONAL AUSTRALIA BANK, |
mensional Fund Advisors LP Separate Account Advised by |
29,807 | 29,807 | |
| Di N/A NATIONAL AUSTRALIA BANK, |
mensional Fund Advisors LP Separate Account Advised by |
143,334 | 143,334 | |
| N/A NATIONAL AUSTRALIA BANK, |
AZL DFA International Core Equity Fund, a series of Allianz Variable Insurance Products Trust |
11,858 | 11,858 | |
| Di N/A mited |
mensional Fund Advisors Ltd. | 2,091 | 2,091 | |
| Co Di N/A minees Pty Ltd |
mall mensional Australian S |
250,920 | 250,920 | |
| Di | mensional Australian | 143,531 | 143,531 | |
| Di N/A minees Pty Ltd |
mensional Australian Value Trust | 303,658 | 303,658 | |
| mensional Funds of Di |
3,657 | 3,657 | ||
| N/A The Hongkong and Shanghai mited |
Fund mensional Funds |
36,292 | 36,292 | |
| DFA Global Sustainability Core DFA International Core Equity Separate Account advised by Sustainability Trust mpany Trust Equity Fund of Di |
| 104,401 | 16,360 | 1,405,275 | 58,335 | 194,428 | 81,552 | 38,280 | 15,311 | 12,837 | 99,157 | 12,837 | 13,310 | 128,155 | |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 104,401 | 16,360 | 1,405,275 | 58,335 | 194,428 | 81,552 | 38,280 | 15,311 | 12,837 | 99,157 | 12,837 | 13,310 | 128,155 | |
| mensional Fund Advisors Ltd. Separate Account advised by Di |
mensional mensional International Core of Di Market ETF ETF Trust Equity Di |
Equity Portfolio mensions ment Di International Core of DFA Invest Group Inc. |
International Social Core Equity ment mensions Group Inc. Portfolio of DFA Invest Di |
ment International Vector Equity mensions Group Inc. Portfolio of DFA Invest Di |
International Sustainability Core 1 ment mensions Group Inc. Portfolio of DFA Invest Di |
Global Core Equity Fund of mensional Funds plc Di |
mpanies Fund of mensional Funds plc mall Co Global S Di |
Sustainability Core Equity mensional Funds plc Fund of Di Global |
Global Targeted Value Fund of mensional Funds plc Di |
of World Allocation 60/40 Fund mensional Funds plc Di |
mensional World Equity Fund of Di Funds plc |
World ex U.S. Core Equity Portfolio mensions ment Di of DFA Invest Group Inc. |
|
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |
| M Sydney JP |
Citibank US | minees Pty Ltd Citicorp No |
minees Pty Ltd Citicorp No |
minees Pty Ltd Citicorp No |
minees Pty Ltd Citicorp No |
HSBC BANK AUSTRALIA MITED LI |
HSBC BANK AUSTRALIA MITED LI |
The Hongkong and Shanghai Banking Corporation Ltd |
HSBC BANK AUSTRALIA MITED LI |
and Trust State Street Bank |
mited State Street Custodial Services (Ireland) Li |
mited Citigroup Pty Li |
|
| mensional Fund Advisors Ltd. Separate Account advised by Di |
mensional mensional International Core of Di Market ETF ETF Trust Equity Di |
International Core Equity Portfolio mensions ment Di of DFA Invest Group Inc. |
International Social Core Equity ment mensions Group Inc. Portfolio of DFA Invest Di |
ment International Vector Equity mensions Group Inc. Portfolio of DFA Invest Di |
International Sustainability Core 1 ment mensions Group Inc. Portfolio of DFA Invest Di |
Global Core Equity Fund of mensional Funds plc Di |
mpanies Fund of mensional Funds plc mall Co Global S Di |
Global Sustainability Core Equity mensional Funds plc Fund of Di |
Global Targeted Value Fund of mensional Funds plc Di |
of World Allocation 60/40 Fund mensional Funds plc Di |
mensional World Equity Fund of Di Funds plc |
World ex U.S. Core Equity Portfolio mensions ment Di of DFA Invest Group Inc. |
| 38,140 | 67,367 | 17,660 | 19,901 | 18,218 | 4,772 | 5,284 | 66,612 | 8,336 | 172,632 | 13,634 | 14,243 | 52,696 | 4,596 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 38,140 | 67,367 | 17,660 | 19,901 | 18,218 | 4,772 | 5,284 | 66,612 | 8,336 | 172,632 | 13,634 | 14,243 | 52,696 | 4,596 |
| World ex U.S. Targeted Value ment Portfolio of DFA Invest mensions Group Inc. Di |
Separate Account advised by DFA mited Australia Li |
mpanies Fund mensional Funds plc mall Co S Pacific Basin of Di |
mensions Group mall Portfolio of ment Di VA International S DFA Invest Inc. |
DFA International Vector Equity mensional Funds of Di Fund |
Advisors Pte. Ltd. Separate Account advised by mensional Fund Di |
JNL/DFA International Core Equity Fund of JNL Series Trust |
mpany Fund, a series of John Hancock Funds II mall Co International S |
of John Hancock Variable Insurance mpany Trust mall Co International S Trust |
Separate Account advised by DFA mited Australia Li |
Core Equity Fund, a series of Lincoln Variable Insurance Products Trust mensional International LVIP Di |
mensional Fund Advisors LP Separate Account advised by Di |
Portfolio, a series of Brighthouse mpany mensional mall Co Brighthouse/Di International S Funds Trust II |
M of M International Equity Fund Funds Inc. |
| N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | N/A | |||
| minees Pty Ltd Citicorp No |
BNP Paribas Securities Services Australia |
HSBC BANK AUSTRALIA MITED LI |
minees Pty Ltd Citicorp No |
HSBC BANK AUSTRALIA MITED LI |
HSBC BANK AUSTRALIA MITED LI |
JABB JACKSON NATIONAL MT MG ASSET |
HSBC BANK AUSTRALIA MITED LI |
mited Pty Li Citigroup |
minees Australia Morgan No mited JP Li |
NATIONAL AUSTRALIA BANK, LTD. |
The Hongkong and Shanghai Banking Corporation Ltd. |
HSBC BANK AUSTRALIA MITED LI |
HSBC BANK AUSTRALIA MITED LI |
| World ex U.S. Targeted Value ment Portfolio of DFA Invest mensions Group Inc. Di |
by DFA Separate Account advised mited Australia Li |
mpanies Fund mensional Funds plc mall Co Pacific Basin S of Di |
mensions Group mall Portfolio of ment Di VA International S DFA Invest Inc. |
DFA International Vector Equity mensional Funds Fund of Di |
mensional Fund Advisors Pte. Ltd. Separate Account advised by Di |
JNL/DFA International Core Equity Fund of JNL Series Trust |
mpany Fund, a series of John Hancock Funds II mall Co International S |
of John Hancock Variable Insurance mpany Trust mall Co International S Trust |
Separate Account advised by DFA mited Australia Li |
Core Equity Fund, a series of Lincoln Insurance Products Trust mensional International Variable LVIP Di |
mensional Fund Advisors LP Separate Account advised by Di |
Portfolio, a series of Brighthouse mpany mensional mall Co Brighthouse/Di International S Trust II Funds |
M of M International Equity Fund Funds Inc. |
| 1,856,766 1,249,475 1,484,995 467,350 530,858 124,735 20,030 42,024 13,483 11,667 11,588 ment Trust mall Cap Value Separate Account advised by DFA Separate Account advised by DFA Separate Account advised by DFA International Core Equity Fund of mpany mensional Fund Advisors Ltd. mensional Fund Advisors Ltd. World ex U.S. Core Equity mensional Fund Advisors LP mensional Fund Advisors LP mensional Fund Advisors LP Separate Account advised by Separate Account advised by Separate Account advised by Separate Account advised by ment ment mensional Funds ICVC mall Co Series of The DFA Invest mensions Group Inc. mensions Group Inc. Portfolio of DFA Invest Portfolio of DFA Invest DFA International S The Asia Pacific S mited mited mited Australia Li Australia Li Australia Li mpany T.A. Co Di Di Di Di Di Di Di Di N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A minees Australia NATIONAL AUSTRALIA BANK, NATIONAL AUSTRALIA BANK, The Hongkong and Shanghai mited minees Pty Ltd minees Pty Ltd minees Pty Ltd minees Pty Ltd HSBC BANK AUSTRALIA HSBC BANK AUSTRALIA BANK AUSTRALIA Banking Corporation Li mited Morgan No (Australia) Li Citicorp No Citicorp No Citicorp No Citicorp No MITED MITED MITED mited HSBC LTD. LTD. JP LI LI LI Li ment Trust mall Cap Value Separate Account advised by DFA Separate Account advised by DFA Separate Account advised by DFA International Core Equity Fund of mpany mensional Fund Advisors Ltd. mensional Fund Advisors Ltd. World ex U.S. Core Equity mensional Fund Advisors LP mensional Fund Advisors LP LP Account advised by Separate Account advised by Separate Account advised by Separate Account advised by ment ment mensional Fund Advisors mensional Funds ICVC mall Co Series of The DFA Invest mensions Group Inc. mensions Group Inc. Portfolio of DFA Invest Portfolio of DFA Invest DFA International S mited The Asia Pacific S mited mited Australia Li Australia Li Australia Li mpany Separate T.A. Co Di Di Di Di Di Di Di Di |
20,030 | |
|---|---|---|
| 42,024 | ||
| 1,249,475 | ||
| 467,350 | ||
| 1,484,995 | ||
| 13,483 | ||
| 530,858 | ||
| 1,856,766 | ||
| 124,735 | ||
| 11,667 | ||
| 11,588 | ||
This is Annexure "C" referred to in Form 604: Notice of Change of interests of substantial holder
April 15, 2021 Date:
By: Dimensional Holdings Inc., its General Partner
By: Valerie/Brown Dimensional Fund Advisors LP Print Name:
Signature:
Assistant Secretary and Vice President Capacity:
ANNEXURE D Sandfire Resources Limited ACN 105 154 185
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| DFA Australia Limited | Level 43, 1 Macquarie Place, Sydney NSW 2000 |
| Dimensional Fund Advisors LP | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Dimensional Fund Advisors Ltd. | 20 Triton Street, London NW1 3BF, United Kingdom |
| DFA Canada LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Dimensional Fund Advisors Canada ULC | 745 Thurlow Street, Suite 2110, Vancouver, British Columbia V6E 0C5, Canada |
| Dimensional Advisors Ltd. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Dimensional Fund Advisors Pte. Ltd. | 8 Marina View, Asia Square Tower 1, Suite #33-01, Singapore 018960 |
| Dimensional Holdings Inc. | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Dimensional Holdings LLC | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| David Booth | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
| Rex Sinquefield | 6300 Bee Cave Road, Building One, Austin, Texas, 78746, United States of America |
This is Annexure "D" referred to in Form 604: Notice of Change of interests of substantial holder
Date: April 15, 2021 Dimensional Fund Advisors LP Print Name: By: Dimensional Holdings Inc., its General Partner By: Valerie Brown
Signature:
Capacity: Assistant Secretary and Vice President