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SANDFIRE RESOURCES LIMITED Major Shareholding Notification 2019

Oct 24, 2019

65773_rns_2019-10-24_e0145e5a-723f-429b-9f3b-5f909c2e4d9f.pdf

Major Shareholding Notification

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Form 605 Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme Sandfire Resources NL
ACN/ARSN 105 154 185
1. Details of substantial holder (1)
Name Dimensional Entities
ACN/ARSN (if applicable) See Annexure A
The holder ceased to be substantial
holder on
The previous notice was given to the
company on
23/10/2019
19/07/2019
The previous notice was dated 19/07/2019

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose
relevant interest
changed
Nature of
change $(4)$
Consideration
given in relation
to change $(5)$
Class $(6)$ and
number of
securities
affected
Person's
votes
affected
See Annexure B

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) Nature of association
IN/A

4. Addresses

The addresses of persons named in this form are as follows:

$-1 - 1 - 1$ -----
ບວວ
-------
_________
.
_
1.1111117
مت :
POCE
________
_________
___

Signature

Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
print name By: Valerie A. Brown capacity Assistant Secretary and Vice
President
sign here date October 24, 2019

DIRECTIONS

  • If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its $(1)$ related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.
  • See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(2)$
  • $(3)$ See the definition of "associate" in section 9 of the Corporations Act 2001.
  • $(4)$ Include details of:
  • $(a)$ any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
  • $(b)$ any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • Details of the consideration must include any and all benefits, moneys and other, that any person from whom a $(5)$ relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
  • $(6)$ The voting shares of a company constitute one class unless divided into separate classes.
  • Give details, if appropriate, of the present association and any change in that association since the last substantial $(7)$ holding notice.
GUIDE This guide does not form part of the prescribed form and is included by ASIC to
assist you in completing and lodging form 605.
Signature This form must be signed by either a director or a secretary of the substantial holder.
Lodging period Nil
Lodging Fee Nil
Other forms to be
completed
Nil
Additional information If additional space is required to complete a question, the information may be
(a)
included on a separate piece of paper annexed to the form.
(b) This notice must be given to a listed company, or the responsible entity for a listed
managed investment scheme. A copy of this notice must also be given to each
relevant securities exchange.
(c) The person must give a copy of this notice:
within 2 business days after they become aware of the information; or
(i)
(ii) by 9.30 am on the next trading day of the relevant securities exchange after they
become aware of the information if:
a takeover bid is made for voting shares in the company or voting interests
(A)
in the scheme; and
(B) the person becomes aware of the information during the bid period.
Annexures To make any annexure conform to the regulations, you must
1 use A4 size paper of white or light pastel colour with a margin of at least 10mm on all
sides
show the corporation name and ACN or ARBN
$\overline{2}$
number the pages consecutively
3
print or type in BLOCK letters in dark blue or black ink so that the document is clearly
4
legible when photocopied
5 identify the annexure with a mark such as A, B, C, etc
endorse the annexure with the words:
6.
This is annexure (mark) of (number) pages referred to in form (form number and title)
7 sign and date the annexure
The annexure must be signed by the same person(s) who signed the form.

Information in this guide is intended as a guide only. Please consult your accountant or solicitor for further advice.

ANNEXURE A Sandfire Resources NL ACN 105 154 185

$1.$ DETAILS OF SUBSTANTIAL HOLDERS

In this Form 605, references to the "Dimensional Entities" are references to the following persons and entities and their respective associates and related bodies corporate:

Name DFA Australia Limited (a subsidiary of Dimensional Fund Advisors LP)
ACN 065 937 671
Name Dimensional Fund Advisors LP
Name Dimensional Fund Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Canada ULC (a subsidiary of DFA Canada LLC)
Name DFA Canada LLC (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Fund Advisors Pte. Ltd. (a subsidiary of Dimensional Advisors Ltd.)
Name Dimensional Advisors Ltd. (a subsidiary of Dimensional Fund Advisors LP)
Name Dimensional Holdings Inc. (general partner of Dimensional Fund Advisors LP)
Name Dimensional Holdings LLC (limited partner of Dimensional Fund Advisors LP)
Name David Booth
Name Rex Sinquefield

This is Annexure "A" referred to in Form 605: Notice of ceasing to be a substantial holder

Date: October 24, 2019
Print Name: Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
By: Valerie 2 A. Brown
Signature:

Capacity: Assistant Secretary and Vice President

Sandfire Resources NL ACN 105 154 185 ANNEXURE B

CHANGES IN RELEVANT INTERESTS $\mathbf{a}$

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since
the substantial holder was last required

Date of Change Person whose relevant interest changed Nature of Change
(4)
Consideration given in
relation to change (5)
Class (6) and
number of
securities
affected
Person's
affected
votes
defined above) hold the following relevant interests in ordinary fully paid
The companies and individuals comprising the Dimensional Entities (as
shares in SANDFIRE RESOURCES NL:
(a) Registered Schemes
voting rights attached to these securities and /or the power to dispose of, or
DFA Australia Limited has the power to exercise, or control the exercise of,
the following registered managed investment schemes:
control the exercise of the disposal of these s
ecurities as responsible entity of
Sep 19 2019 Dimensional Australian Sustainability Trust Purchase S 25,576.89 3,958 3,958
(b) Institutional Mandates
voting rights attached to these securities and /or the power to dispose of, or
DFA Australia Limited has the power to exercise, or control the exercise of,
control the exercise of the disposal of these s
mandates with institutional investors:
ecurities under the following
Jul 29 2019 - Oct
172019
mited
Separate Account advised by DFA Australia Li
Purchase/Sale (30, 825.16) (4, 150) (4, 150)
Sep 19 2019 - Sep
30 2019
imited
Separate Account advised by DFA Australia Li
Transfer S (173, 456.85) (26, 605) (26, 605)
deemed to have the same relevant
individually or through trusts they control, have more than 20% voting power
deemed to have the same relevant interests in the securities as DFA Australia
interests in the securities as Dimensional Fund Advisors LP as they each,
(d) Dimensional Fund Advisors LP and each of its subsidiaries are each
in Dimensional Holdings Inc., the general partner of Dimensional Fund
Limited because Dimensional Fund Advisors LP controls DFA Australia
(e) David Booth and Rex Sinquefield are of
Advisors LP;
Limited;
paragraph (c) above as investment manager or advisor to the mutual funds
(f) Dimensional Fund Advisors LP and other members of the Dimensional
Entities may also have relevant interests in the securities referred to in
and mandates referred to in that paragraph

For the purpose of section 671B of the Corporations Act, as at October 23, 2019, the total votes attached to voting shares in which the Dimensional Entities have relevant interests in is 8,316,635, being 4.672% of the total votes attached to all voting shares in Sandfire Resources NL.

This is Annexure "B" referred to in Form 605: Notice of ceasing to be a substantial holder

October 24, 2019 Date:

By: Dimpesional Holdings De., its General Partner
By: Valerie An Brown Dimensional Fund Advisors LP Print Name: Signature:

Assistant Secretary and Vice President

Capacity:

ANNEXURE C Sandfire Resources NL ACN 105 154 185

4. ADDRESSES

The addresses of persons named in this form are as follows:

Name Address
DFA Australia Limited Level 43, 1 Macquarie Place, Sydney NSW 2000
Dimensional Fund Advisors LP 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Ltd. 20 Triton Street, London NW1 3BF, United Kingdom
DFA Canada LLC 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Canada ULC 745 Thurlow Street, Suite 2110, Vancouver, British
Columbia V6E 0C5, Canada
Dimensional Advisors Ltd. 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Fund Advisors Pte. Ltd. 8 Marina View, Asia Square Tower 1, Suite #33-01,
Singapore 018960
Dimensional Holdings Inc. 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Dimensional Holdings LLC 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
David Booth 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America
Rex Sinquefield 6300 Bee Cave Road, Building One, Austin, Texas, 78746,
United States of America

This is Annexure "C" referred to in Form 605: Notice of ceasing to be a substantial holder

Date: October 24, 2019
Print Name: Dimensional Fund Advisors LP
By: Dimensional Holdings Inc., its General Partner
By: Valerie A. Brown
Signature:

Signature:

Capacity: Assistant Secretary and Vice President