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SANDFIRE RESOURCES LIMITED Major Shareholding Notification 2018

Apr 25, 2018

65773_rns_2018-04-25_217aa592-d165-434a-a30d-16f392c9d400.pdf

Major Shareholding Notification

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Form 605
Corporations Act 2001
Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme SANDFIRE RESOURCES NL
ACN/ARSN 105 154 185
1. Details of substantial holder (1)
Name Mitsubishi UFJ Financial Group, Inc.
ACN/ARSN (if applicable) Not Applicable
The holder ceased to be a
substantial holder on 20 April, 2018
The previous notice was given to the company on
The previous notice was dated
The holder became aware on
24 April, 2018
24 April, 2018
24 April, 2018

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

Date of
change
Person whose relevant Interest
changed
Nature of change (4) Consideration given In
relation to change (5)
Class (6) and number
of Securities affected
Person's
votes
affected
20/4/2018 Purchase of securities by an entity
Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 395.04 47 Ordinary Shares 47
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley 9.229.00 1,100 Ordinary Shares 1,100
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 controlled by Morgan Stanley 1,243,62 147 Ordinary Shares 147
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Milsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 8,366.40 996 Ordinary Shares 996
Purchase of securities by an entity
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 1,099.75 131 Ordinary Shares 131
controlled by Morgan Stanley 1,141.72 136 Ordinary Shares
20/4/2018 Mitsubishi UFJ Financial Group. Inc. Purchase of securities by an entity 136
controlled by Morgan Stanley 3,038.99 362 Ordinary Shares 362
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 controlled by Morgan Stanley 2,526.00 300 Ordinary Shares 300
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
3,561.60 424 Ordinary Shares 424
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,553.60 304 Ordinary Shares 304
controlled by Morgan Stanley 8,845.20 1,053 Ordinary Shares
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 1.053
controlled by Morgan Stanley 21 058.90 2,510 Ordinary Shares 2,510
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 controlled by Morgan Stanley 5,132.40 611 Ordinary Shares 611
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 1,373.76 162 Ordinary Shares 162
controlled by Morgan Stanley 1,195.64
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 142 Ordinary Shares 142
controlled by Morgan Stanley 5,772.96 684 Ordinary Shares 684
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 controlled by Morgan Stanley 3,171.42 378 Ordinary Shares 378
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 589.05 70 Ordinary Shares 70
Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
2,898.00 345 Ordinary Shares 345
controlled by Morgan Stanley 2,298.86
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 274 Ordinary Shares 274
controlled by Morgan Stanley 7,433.54 886 Ordinary Shares 886
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 controlled by Morgan Stanley 12 987.65 1,537 Ordinary Shares 1,537
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 2,743.00 325 Ordinary Shares 325
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
8,059.20 960 Ordinary Shares 960
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
6,963.84 832 Ordinary Shares 832
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
4 373.20 520 Ordinary Shares 520
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
12,821.40 1,530 Ordinary Shares
12,678 Ordinary
1,530
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
106,495.20 Shares 12.678
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
7,552.74 897 Ordinary Shares 897
20/4/2018 controlled by Morgan Stanley 5,256.25 625 Ordinary Shares 625
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
3,197.70 380 Ordinary Shares 380
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
261.33 31 Ordinary Shares 31
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
8736.73 1,037 Ordinary Shares 1,037
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
10,022.56 1,184 Ordinary Shares 1,184
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
6,464.15 770 Ordinary Shares 770
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
1.004.36 119 Ordinary Shares 119
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
936.10 110 Ordinary Shares 110
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
2.081.16
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 246 Ordinary Shares 246
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,426.30 170 Ordinary Shares 170
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1.827.14 217 Ordinary Shares 217
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
22,411.62 2,646 Ordinary Shares 2.646
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,850.20 220 Ordinary Shares 220
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1 294.38 153 Ordinary Shares 153
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
5 001.48 594 Ordinary Shares 594
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
8.692.04 1,036 Ordinary Shares 1,036
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
2.576.52 306 Ordinary Shares 306
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
2.955.42 351 Ordinary Shares 351
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
763,49 91 Ordinary Shares 91
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
4 265.58 506 Ordinary Shares 506
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 97,502.13 11,649 Ordinary
Shares
11,649
20/4/2018 Purchase of securities by an entity
controlled by Morgan Stanley
473.20 56 Ordinary Shares 56
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
1.108.80 132 Ordinary Shares 132
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
159.03 19 Ordinary Shares 19
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
571.54 68 Ordinary Shares 68
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
27,703.78 3,302 Ordinary Shares 3 3 0 2
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
11,314.80 1,347 Ordinary Shares 1 3 4 7
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
8,784.33 1,047 Ordinary Shares 1.047
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
2,276.40 271 Ordinary Shares
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
271
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 11,768.40 1,401 Ordinary Shares 1.401
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
569.16 68 Ordinary Shares 68
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,276.04 152 Ordinary Shares 152
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
5488.90 655 Ordinary Shares 655
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
19,610.28 2,318 Ordinary Shares 2,318
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
3,439.69 409 Ordinary Shares 409
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
15,268.36 1,822 Ordinary Shares 1,822
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
2,419.20 288 Ordinary Shares 288
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,225.67 146 Ordinary Shares 146
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
2,419.20 288 Ordinary Shares 288
5,829.60 694 Ordinary Shares 694

$\alpha$

controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 24,511.20 2,918 Ordinary Shares 2.918
controlled by Morgan Stanley 32,299.83 3,859 Ordinary Shares 3.859
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
4 347.97 517 Ordinary Shares 517
controlled by Morgan Stanley 6,696.00 800 Ordinary Shares BOD
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
8,107.24 964 Ordinary Shares 964
controlled by Morgan Stanley 5,208.00 620 Ordinary Shares 620
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
30,249.18 3,614 Ordinary Shares 3.614
controlled by Morgan Stanley 2,044.85 243 Ordinary Shares 243
20/4/2018 Milsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,903.40 227 Ordinary Shares 227
controlled by Morgan Stanley 7,567.78 902 Ordinary Shares 902
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,218.00 145 Ordinary Shares 145
controlled by Morgan Stanley 40,115.70 4,770 Ordinary Shares 4.770
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
753.83 89 Ordinary Shares 89
controlled by Morgan Stanley 11,742.99 1,393 Ordinary Shares 1.393
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
2,810.65 335 Ordinary Shares 335
controlled by Morgan Stanley 1,139.00 134 Ordinary Shares 134
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an enlity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
1,799.55 215 Ordinary Shares 215
controlled by Morgan Stanley 1,042.22 124 Ordinary Shares 124
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
1,894.50
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity 225 Ordinary Shares 225
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 5,233.65 615 Ordinary Shares 615
Purchase of securities by an entity
controlled by Morgan Stanley
1,900.66 226 Ordinary Shares 226
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an enlity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an enlity
33.72 4 Ordinary Shares 4
controlled by Morgan Stanley 51,681.96 6,138 Ordinary Shares 6 1 3 8
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
51,644.36 6,119 Ordinary Shares 6.119
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
5,802.42 692 Ordinary Shares 692
controlled by Morgan Stanley 997.10 118 Ordinary Shares 116
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Purchase of securities by an entity
6,199.20 738 Ordinary Shares 738
20/4/2018 controlled by Morgan Stanley 1,291.29 154 Ordinary Shares 154
Mitsubishi UFJ Financial Group, Inc. Purchase of securities by an entity
controlled by Morgan Stanley
682.02 81 Ordinary Shares 81
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
4,247.45 -509 Ordinary Shares -509
controlled by Morgan Stanley 316,97 -38 Ordinary Shares $-38$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
4 071.48
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity -488 Ordinary Shares $-488$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 1 444 55 -173 Ordinary Shares -173
Sale of securities by an entity
controlled by Morgan Stanley
15.093.96 -1,812 Ordinary Shares $-1,812$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
20/4/2018 Milsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an enlity
90.86 -11 Ordinary Shares $-11$
controlled by Morgan Stanley 4.458.90 -534 Ordinary Shares $-534$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
2,585.38 -313 Ordinary Shares
20/4/2018 Milsubishi UFJ Financial Group, Inc. Sale of securities by an entity -313
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
492.95 -59 Ordinary Shares -59
controlled by Morgan Stanley 250.50 -30 Ordinary Shares $-30$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
83.25 -10 Ordinary Shares $-10$
controlled by Morgan Stanley 391.51 -47 Ordinary Shares -47
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
4,750.20 -580 Ordinary Shares -580
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
15,812.56 -1,919 Ordinary Shares $-1.919$
controlled by Morgan Stanley 7,368.64 -883 Ordinary Shares -683
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity 1,664.00
1,290.86
-200 Ordinary Shares
-158 Ordinary Shares
-200
$-158$

$\mathcal{L}_{\mathcal{L}}$

20/4/2018
20/4/2018
20/4/2018
Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
133.76 -16 Ordinary Shares -16
Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
1,292.44 -158 Ordinary Shares $-158$
Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity 4 179.93 -503 Ordinary Shares $-503$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
187.91 -23 Ordinary Shares -23
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
2,487.00 -300 Ordinary Shares $-300$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
221.67 -27 Ordinary Shares -27
20/4/2018 Milsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
11,611.70 -1,399 Ordinary Shares $-1.399$
20/4/2018 controlled by Morgan Stanley 8.20 -1 Ordinary Shares $-1$
Milsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
4,024.70 -482 Ordinary Shares $-402$
20/4/2018 Milsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
227.92 -28 Ordinary Shares -28
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
1822.62 -222 Ordinary Shares $-222$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity 5,395.60 -658 Ordinary Shares -658
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
286.30 -35 Ordinary Shares -35
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
6,366.10 -767 Ordinary Shares -767
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
1722.24 -208 Ordinary Shares $-208$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
5 001.92 -616 Ordinary Shares $-616$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 116.48 -14 Ordinary Shares $-14$
Sale of securities by an entity
controlled by Morgan Stanley
1,790.25 -217 Ordinary Shares $-217$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
873.60 -105 Ordinary Shares $-105$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
3,953.16 -474 Ordinary Shares $-474$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
1,572.48 -189 Ordinary Shares $-189$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
97.80
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
-12 Ordinary Shares $-12$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity 138.21 -17 Ordinary Shares -17
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
4,592.50 -550 Ordinary Shares -550
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
19,614.14 -2,366 Ordinary Shares $-2.366$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
141.87 -17 Ordinary Shares $-17$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
41.65 - -5 Ordinary Shares $-5$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an enlity
431.08 -52 Ordinary Shares $-52$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
1,656.00 -200 Ordinary Shares $-200$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
233.94 -28 Ordinary Shares -28
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
1,549.01 -191 Ordinary Shares $-191$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
1,660.00 -200 Ordinary Shares -200
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 5,337.60 -640 Ordinary Shares $-640$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
4,350.02 -526 Ordinary Shares $-526$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
367.62 -44 Ordinary Shares -44
Sale of securities by an entity
controlled by Morgan Stanley
1,155.00 -140 Ordinary Shares $-140$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
99.96 -12 Ordinary Shares $-12$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
4,495.26 -539 Ordinary Shares -539
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
976.37 -117 Ordinary Shares $-117$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
215.54 -26 Ordinary Shares -26
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity 374.85 -45 Ordinary Shares -45
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
1,286.67 -154 Ordinary Shares $-154$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
467.04 -56 Ordinary Shares -56
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
105.56 -13 Ordinary Shares $-13$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
6,583,76
1,019.92
-799 Ordinary Shares
-122 Ordinary Shares
$-799$
$-122$
Milsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Milsubishi UFJ Financial Group, Inc.
Milsubishi UFJ Financial Group, Inc.
Milsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entily
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an enlity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
Sale of securities by an entity
controlled by Morgan Stanley
21,673.60
330.80
1,287.40
8,090.02
2,520.30
2,688.70
1,934.88
4,567.68
3,341.25
2,802.16
1,664.00
13,852.80
2,077.50
1,099.56
1,191.90
7,797.90
17,843.95
162.40
803.16
876.75
295.20
19,424.88
125.25
-2,605 Ordinary Shares
-40 Ordinary Shares
-157 Ordinary Shares
-989 Ordinary Shares
-310 Ordinary Shares
-322 Ordinary Shares
-232 Ordinary Shares
-549 Ordinary Shares
-405 Ordinary Shares
-337 Ordinary Shares
-200 Ordinary Shares
-1,665 Ordinary Shares
-250 Ordinary Shares
-132 Ordinary Shares
-145 Ordinary Shares
-935 Ordinary Shares
-2,137 Ordinary Shares
-20 Ordinary Shares
-97 Ordinary Shares
-105 Ordinary Shares
-36 Ordinary Shares
-2,346 Ordinary Shares
-15 Ordinary Shares
$-2.605$
$-40$
$-157$
-989
$-310$
$-322$
$-232$
$-549$
$-405$
$-337$
$-200$
$-1,665$
$-250$
$-132$
$-145$
-935
$-2,137$
-20
-97
$-105$
-36
$-2,346$
$-15$
Sale of securities by an entity 1,642.00 -200 Ordinary Shares -200
Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
108.03 -13 Ordinary Shares -13
Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
91.41 -11 Ordinary Shares -11
Mitsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley
Sale of securities by an entity
1,442.88 -175 Ordinary Shares -175
Milsubishi UFJ Financial Group, Inc. controlled by Morgan Stanley 7,080.80 -848 Ordinary Shares -848
controlled by Morgan Stanley
Sale of securities by an entity
4,057.39 -493 Ordinary Shares -493
controlled by Morgan Stanley 283.73 -34 Ordinary Shares -34
controlled by Morgan Stanley 133.04 -16 Ordinary Shares $-16$
controlled by Morgan Stanley 292.43 -35 Ordinary Shares -35
controlled by Morgan Stanley 1,524.39 -183 Ordinary Shares $-183$
controlled by Morgan Stanley 372.60 -45 Ordinary Shares -45
controlled by Morgan Stanley 1,909.00 -230 Ordinary Shares -230
controlled by Morgan Stanley 98.16 -12 Ordinary Shares $-12$
controlled by Morgan Stanley 109,719.00 Shares $-13,140$
controlled by Morgan Stanley 2,673.60 -320 Ordinary Shares -320
controlled by Morgan Stanley 5,243.80 -628 Ordinary Shares $-628$
controlled by Morgan Stanley 1,291.68 -156 Ordinary Shares $-156$
controlled by Morgan Stanley 4,362.75 -525 Ordinary Shares $-525$
controlled by Morgan Stanley 192.28 -23 Ordinary Shares $-23$
controlled by Morgan Stanley 50,940.72 -6,108 Ordinary Shares -6,108
controlled by Morgan Stanley 8,782.74 -1,062 Ordinary Shares $-1,002$
Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley
1,485.70 -179
Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity 4,439.89 -533 Ordinary Shares -533
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Mitsubishi UFJ Financial Group, Inc.
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entily
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
Sale of securities by an entity
-13,140 Ordinary
-179 Ordinary Shares
controlled by Morgan Stanley
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Sale of securities by an entity
controlled by Morgan Stanley 45.659.24 -5,500 Ordinary Shares $-5.500$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an enlity
controlled by Morgan Stanley - see -2.248,700 Ordinary
Annexure A N'A Shares $-2,248,700$
20/4/2018 Mitsubishi UFJ Financial Group, Inc. Borrow Returned by an entity
controlled by Morgan Stanley - see -397,220 Ordinary
Annexure A N/A Shares -397.220

3. Changes in association

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Name and ACN/ARSN (if applicable) --------
Nature of association
__
Not applicable Not applicable
$-$

4. Addresses

The addresses of persons named in this form are as follows:

Name Address
Mitsubishi UFJ Financial Group, Inc. 2-7-1, Marunouchi, Chiyoda-ku, Tokyo 100-8330, Japan

Signature

$\hat{\boldsymbol{\theta}}$

print name Tetsuya Shigemoto capacity Authorised signatory
sign here حالا date 25 April 2018

ANNEXURE "A"

This is Annexure "A" of 4 pages referred to in the Form 605 (Notice of ceasing to be a substantial holder), signed by me and dated 25 April 2018.

letewstal anostr

Signed: Tetsuya Shigemoto

Schedule
Type of Agreement Overseas Securities Lender's Agreement
Parties to agreement Morgan Stanley & Co. International plc and RBC INVESTOR
SERVICES TRUST
Transfer Date 20180417; 20180420;
Holder of Voting Rights Each Party undertakes that where it holds securities of the same
description as any securities borrowed by it or transferred to it by
way of collateral at a time when a right to vote arises in respect of
such securities, it will use its best endeavours to arrange for the
voting rights attached to such securities to be exercised in
accordance with the instructions of the Lender or Borrower (as the
case may be).
Are there any restrictions on voting rights? YesANe
If yes, detail As stated above.
Scheduled Return Date (if any) Open
Yes/Ne
Does the borrower have the right to return early?
If yes, detail The Borrower is entitled at any time to terminate a particular loan of Securities and to redeliver all and any Equivalent
Securities due and outstanding to the Lender in accordance with the Lender's instructions.
Does the lender have the right to recall early? YesANe
If yes, detail The Lender may call for the redelivery of all or any Equivalent Securities at any time by giving notice on any Business Day
of not less than the standard settlement time for such Equivalent Securities on the exchange or in the clearing organisation through which
the relevant borrowed Securities were originally delivered. The Borrower shall redeliver such Equivalent Securities not later than the expiry
of such notice in accordance with the Lender's instructions.
Will the securities be returned on settlement?
Yes/Ne
If yes, detail any exceptions If an Event of Default occurs in relation to either Party, the Parties' delivery and payment obligations
shall be accelerated so as to require performance thereof at the time such Event of Default occurs. In such event the Relevant Value of
the Securities to be delivered by each Party shall be established in accordance with the Agreement and on the basis of the Relevant
Values so established, the sums due from one Party shall be set-off against the sums due from the other and only the balance of the
account shall be payable.
Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and
trustee for and on behalf of the other Morgan Stanley Companies
and TOTUS CAPITAL PTY LTD AS TRUSTEE FOR TOTUS
ALPHA FUND
Transfer Date 20170913; 20170929;
20171130;
20171208;
20180209:
20180327; 20180403;
Holder of Voting Rights If prime broker has settled a short sale for the client, voting rights
will pass to the purchaser of the securities.
Are there any restrictions on voting rights? Yes/No
If yes, detail Not applicable
Scheduled Return Date (if any)
Open
Does the borrower have the right to return early? YesAle
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
Does the lender have the right to recall early? Yes/No
$\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{1}$ $\overline{$

If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time. Will the securities be returned on settlement? $\sqrt{\text{Yes/No}}$

If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be payable.

Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and
trustee for and on behalf of the other Morgan Stanley Companies
and EQUITY TRUSTEES LIMITED AS THE RESPONSIBLE
ENTITY OF WATERMARK GLOBAL LEADERS TRUST
Transfer Date 20180312; 20180410;
Holder of Voting Rights If prime broker has settled a short sale for the client, voting rights
will pass to the purchaser of the securities.
Are there any restrictions on voting rights? Yes/No
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/Ne
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
Does the lender have the right to recall early? Yes/Ne
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The

amounts due from one party shall be set off against the amounts due from the cher party and only the balance of the account shall be payable.

Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and
trustee for and on behalf of the other Morgan Stanley Companies
and EQUITY TRUSTEES LIMITED AS TRUSTEE FOR L1
CAPITAL LONG SHORT FUND
Transfer Date 20180418:
Holder of Voting Rights If prime broker has settled a short sale for the client, voting rights
will pass to the purchaser of the securities.
Are there any restrictions on voting rights? Yes/No
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
Does the lender have the right to recall early? YesANo
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
Will the securities be returned on settlement? Yes/No
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The
amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be

$\hat{\boldsymbol{\beta}}$

$\bar{z}$

payable.

$\mathcal{A}^{\mathcal{A}}$

$\bar{\tau}_i$

Schedule
Type of Agreement International Prime Brokerage Agreement
Parties to agreement Morgan Stanley & Co. International plc for itself and as agent and
trustee for and on behalf of the other Morgan Stanley Companies
and WATERMARK GLOBAL LEADERS FUND LIMITED
Transfer Date 20180312; 20180410;
Holder of Voting Rights If prime broker has settled a short sale for the client, voting rights
will pass to the purchaser of the securities.
Are there any restrictions on voting rights? Yes/ No
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/Ne
If yes, detail At any time the client may return to the prime broker shares which the client previously sold short.
Does the lender have the right to recall early? Yes/No
If yes, detail The prime broker may require the client to return shares delivered on behalf of the client at any time.
Will the securities be returned on settlement? Yes/Ne
If yes, detail any exceptions Upon an Event of Default, the default market value of all Equivalent Securities to be delivered will be
determined and on the basis of the amounts so established, an account shall be taken of what is due from each party to the other. The
amounts due from one party shall be set off against the amounts due from the other party and only the balance of the account shall be
payable.
Schedule
Type of Agreement Master Securities Loan Agreement
Parties to agreement Morgan Stanley & Co. LLC, MS Securities Services Inc. and THE
BANK OF NEW YORK MELLON
Transfer Date 20180419; 20180420;
Holder of Voting Rights Borrower
Are there any restrictions on voting rights? Yes/No
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes/No

If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the noncash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.

Does the lender have the right to recall early?

If yes, detail Either party may terminate a Loan on a termination date established by notice given to the other party prior to the Close of Business on a Business Day. The termination date established by a termination notice shall be a date no earlier than the standard settlement date that would apply to a purchase or sale of the Loaned Securities (in the case of a notice given by Lender) or the noncash Collateral securing the Loan (in the case of a notice given by Borrower) entered into at the time of such notice, which date shall, unless Borrower and Lender agree to the contrary, be the third Business Day following such notice.

Will the securities be returned on settlement?

$YesAb$

$\sqrt{\text{Yes/No}}$

If yes, detail any exceptions Upon the occurrence of a Default entitling the Lender to terminate all Loans, the Lender has the right to purchase a like amount of Loaned Securities, to sell any Collateral and to apply and set off the Collateral and any proceeds thereof against the payment of the purchase price for such Replacement Securities. In the event the Lender exercises such rights, the Borrower's obligation to return a like amount of the Loaned Securities shall terminate.

Schedule
Type of Agreement Customer Prime Broker Account Agreement
Parties to agreement Morgan Stanley & Co. LLC on behalf of all Morgan Stanley
entities and customer WATERMARK FUNDS MANAGEMENT
PTY LIMITED
Transfer Date 20180221; 20180222; 20180223; 20180226; 20180410;
Holder of Voting Rights Shares are used to settle customer's short sales. Voting rights are
held by third party purchaser.
Are there any restrictions on voting rights? No.
If yes, detail Not applicable
Scheduled Return Date (if any) Open
Does the borrower have the right to return early? Yes
If yes, detail The borrower may return shares to the lender at any time.
Does the lender have the right to recall early? Yes
If yes, detail The lender may recall shares from the borrower at any time.
Will the securities be returned on settlement?
IE de la constituta de la constitución de la constitución de la constitución de la constitución de la constitu
.
Yes.

If yes, detail any exceptions In the ordinary course of business, customer will return the securities to the prime broker. Upon a customer Event of Default, Morgan Stanley has the right to set off obligations owed to the customer against obligations of the customer to Morgan Stanley and to foreclose on any collateral for the purpose of arriving at a single closeout amount. In such a default scenario, the shares may not be returned to the prime broker.

The above schedules are based on the relevant standard agreements. The entity filing the report will, if requested by the company or responsible entity to whom the prescribed form must be given or ASIC, give a copy of the agreement to the company, responsible entity or ASIC.