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SANDFIRE RESOURCES LIMITED Major Shareholding Notification 2013
65773_rns_2013-05-28_ed8211df-eb2d-4ed0-ac59-35c61f8f67f4.pdf
Major Shareholding Notification
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Our ref: IMW AUB 02-1431-0975 Partner: Ian Williams, Partner Direct line: +61 2 9258 6818 Email: [email protected] Contact: Amelia Berczelly, Senior Associate Direct line: +61 2 9258 5699 Email: [email protected]
29 May 2013
Ashurst Australia Level 36, Grosvenor Place 225 George Street Sydney NSW 2000 Australia
GPO Box 9938 Sydney NSW 2001 Australia
Tel +61 2 9258 6000 Fax +61 2 9258 6999 DX 388 Sydney www.ashurst.com
Company Announcements Office ASX Limited Exchange Centre 20 Bridge Street SYDNEY NSW 2000 By electronic lodgement
Dear Sir/Madam
Notice of change of interests of substantial holder -Sandfire Resources NL (ASX Code:SFR)
We act for POSCO Australia Pty Limited (ACN 002 062 160) (POSCO Australia).
In accordance with the Corporations Act 2001 (Cth), we attach an ASIC Form 604 (notice of change of interests of substantial holder) issued by POSCO Australia in relation to shares in Sandfire Resources NL (ACN 105 154 185).
Yours sincerely
Amelia Berczelly Senior Associate T: +61 2 9258 5699 E: [email protected]
AUSTRALIA BELGIUM CHINA FRANCE GERMANY HONG KONG SAR INDONESIA (ASSOCIATED OFFICE) ITALY JAPAN PAPUA NEW GUINEA SAUDI ARABIA SINGAPORE SPAIN SWEDEN UNITED ARAB EMIRATES UNITED KINGDOM UNITED STATES OF AMERICA
Ashurst Australia (ABN 75 304 286 095) is a general partnership constituted under the laws of the Australian Capital Territory carrying on practice under the name "Ashurst" under licence from Ashurst LLP. Ashurst LLP is a limited liability partnership registered in England and Wales, and is a separate legal entity from Ashurst Australia. In Asia, Ashurst Australia, Ashurst LLP and their respective affiliates provide legal services under the name "Ashurst". Ashurst Australia, Ashurst LLP or their respective affiliates has an office in each of the places listed above. 225400823.01
Form 604 Corporations Act 2001
Section 671B
Notice of change of interests of substantial holder
| To Company Name/Scheme | Sandfire Resources NL |
|---|---|
| ACN/ARSN | 105 154 185 |
| named in the list of 6 pages annexed to this notice and marked "Annexure A". | This notice is given by POSCO Australia Ply Ltd on behalf of itself, POSCO and each of the subsidiaries of POSCO ("POSCO Group") including those entities |
| 1. Details of substantial holder (1) |
| Name | POSCO Australia Ply Ltd ("POSCO Australia") | ||
|---|---|---|---|
| 002 062 160 ACN/ARSN (if applicable) |
|||
| There was a change in the interests of the | |||
| substantial holder on | 16/12/2010 | ||
| The previous notice was given to the company on | 09/04/2010 |
- Previous and present voting power
The previous notice was dated
The total number of votes atlached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
09/04/2010
| Previous notice | Present notice | |||
|---|---|---|---|---|
| Class of securities (4) | Person's votes | Voting power (5) | Person's votes | Voling power (5) |
| Ordinary shares | 21.873.542 | $17.578\%$ | 23,756,338 | 15.46% |
3. Changes In relevant Interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change $(7)$ |
Class and number of securitles affected |
Person's votes affected |
|---|---|---|---|---|---|
| 16/12/2010 | POSCO Australia, POSCO and each other member of the POSCO Group |
lincrease in relevant interest las a result of acquisitions by IPOSCO Australia under the lentitlement offer announced by the Company on 16 November 2010. |
\$6.60 per share | 1,822,796 ordinary Ishares |
1,822,796 |
| 14/03/2013 | POSCO Australia, IPOSCO and each other member of the POSCO Group |
lincrease in relevant interest as a result of acquisitions by POSCO Australia under the exercise of options at \$4.66 bershare |
\$4.66 per share | 20,000 ordinary shares | 20,000 |
| 14/03/2013 | POSCO Australia, POSCO and each other member of the POSCO Group |
Ilncrease in relevant interest as a result of acquisitions by POSCO Australia under the exercise of options at \$5.44 loer share |
\$5.44 per share | 20,000 ordinary shares) | 20,000 |
| 14/03/2013 | POSCO Australia, POSCO and each other member of the POSCO Group |
lincrease in relevant interest as a result of acquisitions by POSCO Australia under the exercise of options at \$6.22 per share |
\$6.22 per share | 20,000 ordinary shares | 20,000 |
4. Present relevant Interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securilies |
Person enlitled to be registered as holder (8) |
Nature of relevant Interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| POSCO Australia | IPOSCO Australia | lPOSCO Australia | Registered holder of the ordinary shares |
123,756,338 ordinary shares |
23,756,338 |
| POSCO | POSCO Australia | lPOSCO Australia | Taken under section 608(3)(b) of the Corporations Act to have a relevant Interest by reason of having control of POSCO Australia. |
23,756,338 ordinary Ishares |
23.756,338 |
| Each other member of the POSCO Group |
IPOSCO Australia | IPOSCO Australia | Taken under section 608(3)(a) of the Corporations Act to have a relevant interest by reason of having voting power (through relevant interests of its associate, POSCO) above 20% in POSCO Australia. |
23,756,338 ordinary shares |
23,756,338 |
5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) |
Nature of association |
|---|---|
| N/A | ANT P |
6. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| POSCO Australia Ply Lid | Suite C, Level 49, Governor Phillip Tower, 1 Farrer Place, Sydney, NSW, 2000 |
| POSCO | POSCO Center, 892 Daechi 4-dong Gangnam-gu, Seoul, Korea, 135-777 |
| Each member of the POSCO Group | C/- POSCO Center, 892 Daechl 4-dong Gangnam-gu, Seoul, Korea, 135-777 |
Signature
DIRECTIONS
- If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and
trustee of an equity trust), the names could be included in an ann $(1)$ - See the definition of "associate" in section 9 of the Corporations Act 2001. $(2)$
- See the definition of "relevant Interest" in sections 608 and 671B(7) of the Corporations Act 2001. $(3)$
- The voting shares of a company constitute one class unless divided into separate classes. $(4)$
- The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. $(5)$
Include details of: $(6)$
- any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy
of any document setting out the terms of any relevant agreement, and a statemen $(a)$ - any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the
securities to which the relevant interest relates (indicating clearly the $(b)$ See the definition of "relevant agreement" in section 9 of the Corporations Act 2001. - Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may,
become entitled to receive in relation to that acquisition. Details m $(7)$ are not paid directly to the person from whom the relevant interest was acquired. - If the substantial holder is unable to determine the identity of the person (eg. If the relevant interest arises because of an option) write "unknown". $(8)$
- Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice. $(9)$
This is Annexure A of 6 pages referred to in Form 604 Notice of change of interests of substantial holder.
Print name _Dae Hoon Ahn_ . Signature Board
Capacity __Company Secretary____ Date $28 \,$ $\frac{1}{2}$ $\frac{1}{2}$ $\frac{1}{2}$ $\frac{1}{2}$
| Name of Company | Location |
|---|---|
| POSCO E&C Co., Ltd. | Korea |
| POSCO P&S Co., Ltd. | Korea |
| POSCO Coated & Color Steel Co., Ltd. | Korea |
| POSCO Plant Engineering Co., Ltd. | Korea |
| POSCO ICT Co., Ltd. | Korea |
| POSCO Research Institute | Korea |
| Seoung Gwang Co., Ltd. | Korea |
| POSCO Architects & Consultants Co., Ltd. | Korea |
| POSCO Specially Steel Co., Ltd. | Korea |
| POSTECH Venture Capital Corp. | Korea |
| eNtoB Co., Ltd. | Korea |
| POSCO Chemtec Company Ltd. (formerly, POSCO Refractories & Environment Co., Ltd.) |
Korea |
| POSCO Terminal Co., Ltd. | Korea |
| POSCO M-TECH Co., Ltd. | Korea |
| POSCO ENERGY Co., Ltd. | Korea |
| Postech 2006 Energy Fund | Korea |
| PHP Co., Ltd. | Korea |
| POSCO TMC Co., Ltd. | Korea |
| PNR Co., Ltd. | Korea |
| Megaasset Co., Ltd. | Korea |
| POSCO Engineering Company | Korea |
| Pohang Fuel Cell Co. Ltd. | Korea |
| Pohang SPFC Co., Ltd. | Korea |
| POSWITH Co., Ltd. | Korea |
| BASYS INDUSTRY Co., Ltd. | Korea |
| POSTECH 8D Newundertaking fund | Korea |
| POSBRO Co., Ltd. | Korea |
| POSCO AST Co., Ltd. | Korea |
| DaiMyung TMS Co., Ltd. | Korea |
| POS-HIMETAL Co., Ltd. | Korea |
| POSCO E&E Co., Ltd. | Korea |
| POMIC Co., Ltd. | Korea |
| POSFINE Co., Ltd. | Когеа |
| POS ECO HOUSING Co., Ltd. | Korea |
| Mapo high broad parking Co., Ltd. | Korea |
| Dakos Co., Ltd. | Korea |
| Kwang Yang SPFC Co., Ltd. | Korea |
| POSCALCIUM Company, Ltd. | Korea |
| Plant Engineering service Technology Co., Ltd. | Korea |
|---|---|
| 9Digit Co., Ltd. | Korea |
| Postech Early Stage Fund | Korea |
| Busan E&E Co., Ltd. | Korea |
| POSCO Family Strategy Funds | Korea |
| POREKA Co., Ltd. | Korea |
| Songdo SE Co., Ltd. | Korea |
| Daewoo International Corporation | Korea |
| POSCOLED Co., Ltd. | Korea |
| Gunsan SPFC Co., Ltd. | Korea |
| POSCO NST Co., Ltd. | Korea |
| Pohang Scrap Recycling Center Co., Ltd. | Korea |
| PSC energy global Co., Ltd. | Korea |
| Suncheon Ecotrans Co., Ltd. | Korea |
| Shinan Energy Co., Ltd. | Korea |
| Reco Metal Co., Ltd. | Korea |
| NewAltec Co., Ltd. | Korea |
| PONUTech Co., Ltd. | Korea Korea |
| BLUE O&M Co., Ltd | Korea |
| Tamra Offshore Wind Power Co., Ltd | Korea |
| POS-HIAL | Korea |
| MCM Korea | Korea |
| Tancheon E&E | USA |
| POSCO America Corporation | Canada |
| POSCO Canada Ltd. POSCAN Elkveiw Coal Ltd. |
Canada |
| POSCO Asia Co., Ltd. | Hong Kong |
| Dalian POSCO Steel Co., Ltd | China |
| POSCO-CTPC Co., Ltd. | China |
| POSCO-JKPC Co., Ltd. | Japan |
| International Business Center Corporation | Vietnam |
| POSCO E&C Vietnam Co., Ltd. | Vietnam |
| Zhangjiagang Pohang Stainless Steel Co., Ltd. | China |
| Guangdong Pohang Coated Steel Co., Ltd. | China |
| POSCO (Thailand) Company Ltd. | Thalland |
| Myanmar POSCO Steel Co., Ltd | Myanmar |
| POSCO-JOPC Co., Ltd. | Japan |
| POSCO Investment Co., Ltd. | Hong Kong |
| POSCO-MKPC SDN BHD. | Malaysia |
| Qingdao Pohang Stalnless Steel Co., Ltd. | China |
| POSCO (Suzhou) Automotive Processing Center Co., Ltd. | China |
| POSCO BloVentures L.P. | USA |
| PT. POSNESIA | Indonesia |
| POSCO E&C - Hawaii Inc. | USA |
| POS-Qingdao Coll Center Co., Ltd. | China Australia |
| POS-Ore Pty. Ltd. | China |
| POSCO-China Holding Corp. |
| POSCO-Japan Co., Ltd. | Japan |
|---|---|
| POS-CD Pty. Ltd. | Australia |
| POS-GC Pty. Ltd. | Australia |
| POSCO-India Private Ltd. | India |
| POSCO-India Pune Steel Processing Centre Pvt. Ltd. | India |
| POSCO-JEPC Co., Ltd. (formerly, POSCO-JNPC Co., Ltd.) | Japan |
| POSCO-Foshan Steel Processing Center Co., Ltd. | China |
| POSCO E&C (China) Co., Ltd. | China |
| POSCO MPC S.A. de C.V. | Mexico |
| Zhangjigang Pohang Port Co., Ltd. | China |
| Qingdao Pujin Steel Material Co., Ltd | China |
| POSCO-Vietnam Co., Ltd. | Vietnam |
| POSCO-Mexico Co., Ltd. | Mexico |
| POSCO-India Delhi Steel Processing Centre Pvt. Ltd | India |
| POSCO-Poland Wroclaw Steel Processing Center Co., Ltd | Poland |
| POS-NP Pty. Ltd. | Australia |
| POSCO-Vietnam Processing Center Co., Ltd. | Vietnam |
| POSCO (Chongqing) Automotive Processing Center Co, Ltd. | China |
| Suzhou POS-CORE Technology Co., Ltd. | China |
| POSCO-JYPC Co., Ltd. | Japan |
| POSCO-Malaysia SDN. BHD. | Malaysia |
| POS-Minerals Corporation | USA |
| POSCO (Wuhu) Automotive Processing Center Co., Ltd. | China |
| POSCO E&C India Private Ltd. | India |
| POSCO E&C SMART | Mexico |
| POSCO-Philippine Manila Processing Center Inc. | Philippines |
| POS-GSFC LLC | UAE |
| Dalian POSCON Dongbang Automatic Co., Ltd. | China |
| SANPU TRADING CO., LTD. | China |
| Zhangjiagang BLZ Pohang International Trading Co., Ltd. | China |
| POSCO Mexico Human Tech. | Mexico |
| POSCO Mexico East Steel Distribution Center Co., Ltd | Mexico |
| POSCO ICT-China | China |
| DWEMEX S.A.DE C.V. | Mexico |
| POS MPC Servicios de C.V. | Mexico |
| POSCO-URUGUAY S.A. | Uruguay |
| POSCO South East Asia Pte. Ltd. | Singapore |
| Europe Steel Distribution Center | Slovenia |
| VECTUS Ltd. | England |
| Zeus (Cayman) | Cayman Islands |
| POSCO VST Co., Ltd. | Vietnam |
| POSCO Maharashtra Steel Pvt. Ltd. | India |
| POSCO India Chennai Steel Processing Centre Pvt. Ltd. | India |
| POSCO Turkey Nilufer Processing Center Co., Ltd. | Turkey |
| POSCO Vietnam Ha Noi Processing Center Co., Ltd. | Vietnam |
| POSCO (Liaoning) Automotive Processing Center Co., Ltd. | China |
|---|---|
| POSCO-Indonesia Jakarta Processing Center | Indonesia |
| POSCO E&C Venezuela C.A | Venezuela |
| PT. MRI | Indonesia |
| POSCORE-INDIA | India |
| POSCO America Alabama Processing Center Co., Ltd. | USA |
| PT DEC Indonesia | Indonesia |
| POSCO (Yantai) Automotive Processing Center Co., Ltd. | China |
| India | |
| POSCO India Steel Distribution Center Private Ltd. | China |
| POSCO China Dalian Plate Processing Center Co., Ltd. | |
| POSCO-South Asia Co., Ltd. | Thailand |
| POSCO SS-VINA Co., LTD | Vietnam |
| POSCO-NCR Coal Ltd. | Canada |
| POSCO WA Ply. Ltd. | Australia |
| POSCO E&C-UZ | Uzbekistan |
| POSCO Australla GP Limited | Australia |
| Daewoo International America Corp. | USA |
| Daewoo International Deutschland GmbH | Germany |
| Daewoo International Japan Corp. | Japan |
| Daewoo International Singapore Pte. Ltd. | Singapore |
| Daewoo Italia S.r.l. | Italia |
| Daewoo Cement (Shandong) Co., Ltd. | China |
| Daewoo (China) Co., Ltd. | China |
| PT. RISMAR Daewoo Apparel | Indonesia |
| Daewoo Textile Fergana LLC | Uzbekistan |
| Daewoo Textile Bukhara LLC | Uzbekistan |
| Daewoo International Australia Holdings Pty. Ltd. | Australia |
| Daewoo Paper Manufacturing Co., Ltd. | China |
| Tianjin Daewoo. Paper Co., Ltd | China |
| POSCO Mauritius Ltd. | Mauritius |
| PT. KRAKATAU POSCO | Indonesia |
| MYANMAR Daewoo LTD. | Myanmar |
| Daewoo International MEXICO S.A. de C.V. | Mexico |
| Daewoo International Guangzhou Corp. | China |
| Daewoo Energy Central Asia | Uzbekistan |
| Daewoo STC (& Apparel) Vietnam Ltd. | Vietnam |
| MYANMAR Daewoo International Ltd. | Myanmar |
| DAYTEK ELECTRONICS CORP. | Canada |
| Daewoo (M) SDN. BHD. | Malaysia |
| Daewoo CANADA LTD. | Canada |
| Daewoo EL SALVADOR S.A. DE C.V. | El Salvador Sudan |
| GEZIRA TANNERY CO., LTD. | China |
| POSCO (Zhangjiagang) Stainless Steel Processing Center Co., Ltd. | |
| Daewoo International Corporation (M) SDN BHD | Malaysia |
| Daewoo International SHANGHAI CO., LTD. | China |
| PGSF, LLC | USA |
|---|---|
| Xenesys Inc. | Japan |
| Daewoo International INDIA Private Ltd. | India |
| TECHREN Solar, LLC | USA |
| PT. POSCO E&C Indonesia | Indonesia |
| Hume Coal Pty. Ltd. | Australia |
| Daewoo HANDELS GmbH | Germany |
| POSCO Foundation | India |
| EPC EQUITIES LLP | England |
| SANTOS CMI Construction Trading LLP | England |
| SANTOS CMI INC. USA | USA |
| SANTOS CMI ENGENHARIA E CONSTRUCOES LTDA | Brazil |
| SANTOS CMI PERU S.A. | Peru |
| SANTOS CMI COSTA RICA S.A. | Coasta Rica |
| SANTOS CMI CONSTRUCCIONES S.A. (URUGUAY) | Uruguay |
| GENTECH International INC. | Panama |
| EPC INVESTMENTS C.V. | Netherlands |
| INGENIERIA Y CONSTRUCCION HOLAND CO S.A. | Ecuador |
| ASESORIA Y SERVICIOS EPC S.A CHILE | Chile |
| SANTOS CMI S.A. | Ecuador |
| SANTOS CMI CONSTRUCCIONES DE CHILE S.A. | Chile |
| S&K-SANTOS CMI S.A. DE C.V. (MEXICO) | Mexico |
| COMPANIA DE AUTOMATIZACION & CONTROL, GENESYS S.A. | Ecuador |
| VAUTIDAMERICAS S.A. | Ecuador |
| SANTOS CMI Constructions Argentina S.A. | Argentina |
| POSCO E&C Brazil Ltd. | Brazil |
| POSCO Electrical Steel India Private Limited | India |
| Daewoo International Cameroon PLC | Cameroon |
| POSCO ASSAN TST STEEL Industry | Turkey |
| HONG KONG POSCO E&C (CHINA) Investment Co., Ltd. | Hong Kong |
| POSCO Klappan Coal Ltd. | Canada |
| DAESAN (Cambodla) Co., Ltd. | Cambodia |
| Brazil Sao Paulo Steel Processing Center Co., Ltd | Brazil |
| POSCO(Dalian) IT Center Development Co., Ltd. | China |
| PT.POSCO Resources Indonesia | Indonesia |
| PT. POSCO ICT Indonesia | Indonesia |
| PT. POSCO M-Tech Indonesia | Indonesia |
| PT. KRAKATAU POSCOPOWER | Indonesia |
| POSCO RUS LLC. | Russia |
| POSCO-Thainox Public Company Limited. | Thailand |
| Daewoo International Shanghai Waigaoqiao Co., Ltd. | China |
| PT. Bio Inti Agrindo | Indonesia |
| POSCO E&C Australia Pty Ltd. | Australia |
| POSCO-TISCO (Jilin) Processing Center Co., Ltd. | China |
| Hunchun POSCO Logistics Co., Ltd. | China |
| USA SRDC Corporation | USA |
| Daewoo International Vietnam Co., Ltd. | Vietnam |
| PT. Krakatau POSCO Chemtech Calcination | Indonesia |
|---|---|
| POSCO-Africa | South Africa |
| E.P.C. INGENIERIA & SERVICIOS DE COSTA RICA S.A. | Costa Rica |
| POSCO ICT BRASIL PARTICIPACOES | Brazil |
| LA-SCRAP RECYCLING DISTRIBUTION CENTER, LLC. | USA |
| EEC, GmbH | Germany |
| Posco Center Beijing | China |
| POSCO AMERICA COMERCIALIZADORA S DE RL DE C.V. | Mexico |
| POSCO AMERICA PRODUCTOS, OFERTAS, SISTEMAS Y COMERCIALIZADORA ORIENTAL S DE RL DE C.V. |
Mexico |
| Guangdong Pohang Car Steel Co., Ltd. | China |
| POSCO Mexico Aguascalientes Processing Center Co., Ltd. | Mexico |