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Samsara Inc. — Director's Dealing 2021
Dec 22, 2021
30267_dirs_2021-12-21_5d51bf49-7806-478b-a837-2f16bda570f4.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Samsara Inc. (IOT)
CIK: 0001642896
Period of Report: 2021-12-17
Reporting Person: General Catalyst Group VIII Supplemental, L.P. (10% Owner)
Reporting Person: General Catalyst Group VIII, L.P. (10% Owner)
Reporting Person: GC Venture VIII, LLC (10% Owner)
Reporting Person: GC Venture VIII-B, LLC (10% Owner)
Reporting Person: General Catalyst Group X - Endurance, L.P. (10% Owner)
Reporting Person: General Catalyst Group XI - Endurance, L.P. (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-17 | Class A Common Stock | P | 2000000 | $23.00 | Acquired | 2000000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-17 | Series C Preferred Stock | $0.00 | C | 21232344 | Disposed | Class B Common Stock (21232344) | Indirect | |
| 2021-12-17 | Class B Common Stock | $0.00 | C | 21232344 | Acquired | Class A Common Stock (21232344) | Indirect | |
| 2021-12-17 | Series D Preferred Stock | $0.00 | C | 5001080 | Disposed | Class B Common Stock (5001080) | Indirect | |
| 2021-12-17 | Class B Common Stock | $0.00 | C | 5001080 | Acquired | Class A Common Stock (5001080) | Indirect | |
| 2021-12-17 | Series E Preferred Stock | $0.00 | C | 5633880 | Disposed | Class B Common Stock (5633880) | Indirect | |
| 2021-12-17 | Class B Common Stock | $0.00 | C | 5633880 | Acquired | Class A Common Stock (5633880) | Indirect | |
| 2021-12-17 | Series F Preferred Stock | $0.00 | C | 13561283 | Disposed | Class B Common Stock (13561283) | Indirect | |
| 2021-12-17 | Class B Common Stock | $0.00 | C | 13561283 | Acquired | Class A Common Stock (13561283) | Indirect |
Footnotes
F1: In connection with the Issuer's initial public offering of Class A Common Stock, General Catalyst Group XI - Endurance, L.P. ("GCGXIE") purchased shares of Class A Common Stock from the underwriters at the initial public offering price. General Catalyst Group Management Holdings GP, LLC ("GCGMH LLC") is the general partner of General Catalyst Group Management Holdings, L.P. ("GCGMH"), which is the manager of General Catalyst Group Management, LLC ("GCGM LLC"), which is the manager of General Catalyst Endurance GP XI, LLC, which is the general partner of General Catalyst Partners XI - Endurance, L.P., which is the general partner of GCGXIE. Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCGXIE. Each party named above disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F2: Each share of Series C Preferred Stock, Series D Preferred Stock, Series E Preferred Stock and Series F Preferred Stock automatically converted into Class B Common Stock on a one-to-one basis immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock. The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis.
F3: GCGMH LLC" is the general partner of GCGMH., which is the manager of GCGM LLC, which is (a) the manager of GC Venture VIII Manager, LLC ("GCVVIII Manager"), which is the manager of GC Venture VIII, LLC ("GCVVIII"), (b) the manager of GC Venture VIII-B Manager, LLC, which is the manager of GC Venture VIII-B, LLC ("GCVVIIIB"), (c) the manager of General Catalyst GP VIII, LLC ("GCGPVIII"), which is the general partner of General Catalyst Partners VIII, L.P., which is the general partner of General Catalyst Group VIII, L.P. ("GCGVIII") and General Catalyst Group VIII Supplemental, L.P. ("GCGVIIIS") and
F4: (d) the manager of General Catalyst GP X - Growth Venture LLC, which is the general partner of General Catalyst Partners X - Growth Venture, L.P., which is the general partner of General Catalyst Group X - Endurance, L.P ("GCGXE"). Kenneth Chenault, Joel Cutler, David Fialkow and Hemant Taneja are managing members of GCGMH LLC, and, as a result, may be deemed to share voting and investment power with respect to the shares held by GCVVIII, GCVVIIIB, GCGVIIIS, GCGVIII and GCGXE. Each party named above disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
F5: Consists of 10,616,172 shares held of record by GCGVIIIS and 10,616,172 shares held of record by GCGVIII.
F6: Consists of 2,500,540 shares held of record by GCGVIIIS and 2,500,540 shares held of record by GCGVIII.
F7: Consists of 3,943,716 shares held of record by GCVVIII, 845,082 shares held of record by GCGVIIIS and 845,082 shares held of record by GCGVIII.
F8: Consists of 8,588,813 shares held of record by GCVVIIIB, 226,021 shares held of record by GCGVIIIS,226,021 shares held of record by GCGVIIIand 4,520,428 shares held of record by GCGXE..