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Safilo Group — Major Shareholding Notification 2021
Nov 2, 2021
4328_rns_2021-11-02_2a23ff7b-7b3b-4dda-aea5-13eb2d7263b7.pdf
Major Shareholding Notification
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INFO DIGITAL SIGN
Model for the notification and disclosure to the public of the transactions carried out by anyone holding shares at least equal to 10 percent of the shareholders' capital as well as any other party controlling the listed issuer
| 1 | Data related to the party holding shares representing at least 10 percent or that controls the listed issuer or the person strictly associated therewith |
||
|---|---|---|---|
| $a)$ l | Full name | BDL CAPITAL MANAGEMENT SAS | |
| $\overline{2}$ | Reason for the notification | ||
| a) | Reason for the notification | Party holding shares representing at least 10 per cent of the listed issuer: BDL CAPITAL MANAGEMENT SAS |
|
| $b)^2$ | Initial notification /amendment | Initial notification |
<sup>1 Data related to the party carrying out the transaction
[For natural persons: first name(s) and surname.]
[For legal persons: full name of the company, including the legal form as required in the registry where it is entered, if relevant.]
2 [Show whether it is an initial notification or an amondment to some it is a straigh [Show whether it is an initial notification or an amendment to a previous notification. If it is an amendment, explain the error that is corrected with this notification.]
| $\mathbf{3}$ | Issuer's data | ||||
|---|---|---|---|---|---|
| $a)^3$ | Name | Safilo Group S.p.A. | |||
| $b)^4$ | LEI | 81560026FA1A26642782 | |||
| $\overline{\mathbf{4}}$ | Transaction data: section to repeat for i) each type of instrument; ii) each type of transaction; iii) each date; and iv) each place the transactions have been carried out |
||||
| a) | Description of the financial instrument, |
||||
| type of instrument | ordinary shares Safilo Group S.p.A. - | ||||
| Identification code | ISIN Code IT0004604762 | ||||
| $b)^5$ | Type of transaction | Subscription of n. 20 672 362 new ordinary shares Safilo Group S.p.A. in the context of the capital increase approved by the Extraordinary Shareholders' Meeting of July 30, 2021 through the exercise of no. 41 334 726 option rights (ISN code IT0005456626) obtained as follows: 41 344 726 rights from current shares hold on 11/10/2021. |
|||
| $c)^6$ | $Price(s)$ and volume $(s)$ | Price(s) | Volume(s) | ||
| 0.979 EUR | 20 672 362 | ||||
| $d$ 7 | Date of the transaction | 2021-10-28 | |||
| Place of the transaction e) |
outside a trading center | ||||
$Hughe, 5602641N$
29/10/2021
$\frac{3}{2}$ [Complete name of the entity.]
<sup>4 [Identification code of the legal person in compliance with the LEI code as specified in ISO 17442 standard.]
$5$ [Purchase, sale, subscription or swap].
$\frac{6}{15}$ multiple transactions of the same type are carried out on the same day or in the same place, indicate the overall volume in aggregate form and the average weighted price of said transactions].
<sup>7 [Date of the day the notified transaction is carried out. Use ISO 8601 format: YYYY-MM-DD; time UTC.]