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SAFE & GREEN HOLDINGS CORP. — Director's Dealing 2017
Feb 2, 2017
35472_dirs_2017-02-02_467e6c5d-8cae-449e-b6e7-a23b5c710ae6.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: SG BLOCKS, INC. (SGBX)
CIK: 0001023994
Period of Report:* 2017-01-31
Reporting Person: Shetty Mahesh S (Director, CFO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-31 | Stock Option (right to buy) | $3.00 | A | 13200 | Acquired | 2027-01-31 | Common Stock (13200) | Direct |
| 2017-01-31 | Stock Option (right to buy) | $3.00 | A | 55838 | Acquired | 2027-01-31 | Common Stock (55838) | Direct |
Footnotes
F1: The securities reported herein are presented to give effect to a 1-for-3 reverse stock split to be completed by the Company after the filing of this report.
F2: The options were issued under the issuer's stock incentive plan and vested in full on the grant date.
F3: The options were issued under the issuer's stock incentive plan and will vest in equal quarterly installments over two years from the grant date so long as the reporting person remains an employee of the issuer.
F4: The options were granted under the issuer's stock incentive plan and without payment of consideration in connection with the reporting person's employment with the issuer.