RTX Corp — Regulatory Filings 2021

Jun 1, 2021

SD 1 a2021-06x01formsd.htm SD html PUBLIC "-//W3C//DTD HTML 4.01 Transitional//EN" "http://www.w3.org/TR/html4/loose.dtd" Document created using Wdesk Copyright 2021 Workiva Document

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM SD

SPECIALIZED DISCLOSURE REPORT

RAYTHEON TECHNOLOGIES CORPORATION

(Exact name of registrant as specified in its charter)

Delaware	001-00812	06-0570975
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)

870 Winter Street, Waltham, Massachusetts 02451

(Address of Principal Executive Offices) (Zip Code)

Frank R. Jimenez

Executive Vice President and General Counsel

(781) 522-3000

(Name and telephone number, including area code, of person to contact in connection with this report)

Check the appropriate box to indicate the rule pursuant to which this form is being filed, and provide the period to which the information in this form applies:

x Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13p-1) for the reporting period from January 1 to December 31, 2020.

Raytheon Technologies Corporation and its subsidiaries’ names, abbreviations thereof, logos, and product and service designators are all either the registered or unregistered trademarks or tradenames of Raytheon Technologies Corporation and its subsidiaries. Names, abbreviations of names, logos, and product and service designators of other companies are either the registered or unregistered trademarks or tradenames of their respective owners. As used herein, the terms “we,” “us,” “our,” “the Company,” or “RTC,” unless the context otherwise requires, mean Raytheon Technologies Corporation and its subsidiaries. References to internet websites in this Form SD are provided for convenience only. Information available through these websites is not incorporated by reference into this Form SD.

Section 1 – Conflict Minerals

Item 1.01 Conflict Minerals Disclosure and Report

A copy of the RTC Conflict Minerals Reports for the calendar year ended December 31, 2020 is filed as Exhibit 1.01 hereto and is publicly available through the Investors section of RTC’s website (http://www.rtx.com).

Item 1.02 Exhibit

The RTC Conflict Minerals Report required by Item 1.01 is filed as Exhibits 1.01 to this Form SD.

Section 2 – Exhibits

Item 2.01 Exhibits

Exhibit 1.01 – RTC Conflict Minerals Report

SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.

		RAYTHEON TECHNOLOGIES CORPORATION
		(Registrant)
Date: June 1, 2021	By:	/s/ FRANK R. JIMENEZ
		Frank R. Jimenez
		Executive Vice President and General Counsel
Date: June 1, 2021	By:	/s/ PAOLO DAL CIN
		Paolo Dal Cin
		Sr. Vice President, Operations & Supply Chain

Exhibit Index

Exhibit Number	Exhibit Description
1.01	RTC Conflict Minerals Report