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RTX Corp — Director's Dealing 2024
Apr 30, 2024
29781_dirs_2024-04-30_8145bae1-b50d-4aea-8ea3-62141139abc9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RTX Corp (RTX)
CIK: 0000101829
Period of Report: 2024-04-26
Reporting Person: Mitchill Neil G. JR (EVP, Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-04-26 | Common Stock | A | 15895.0000 | $101.4100 | Acquired | 64784.0000 | Direct |
| 2024-04-26 | Common Stock | M | 3986.0000 | — | Acquired | 68770.0000 | Direct |
| 2024-04-26 | Common Stock | F | 1848.0000 | $101.4100 | Disposed | 66922.0000 | Direct |
| 2024-04-26 | Common Stock | F | 7366.0000 | $101.4100 | Disposed | 59556.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-26 | Restricted Stock Units | $ | M | 3986.0000 | Disposed | Common Stock (3986.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1219.0000 | Indirect |
Footnotes
F1: The acquisition of shares of RTX Common Stock represents the vesting of performance share units (PSUs) awarded to the reporting person on April 26, 2021, under the RTX Long-Term Incentive Plan. Each PSU has a value equal to one share of RTX Common Stock. These PSUs vested solely upon achievement of pre-established performance goals for RTX's return on invested capital and earnings per share growth over a one-year performance period, which ended on December 31, 2021 (followed by a two-year holding period), and total shareholder return relative to the S&P 500 and aerospace & defense peer companies over a three-year performance period, which ended on December 31, 2023. The performance criteria were satisfied at the 143% level.
F2: Time-based restricted stock units (RSUs) that represent the right to receive one share of the Issuer's Common Stock per unit.
F3: Vesting of RSUs and delivery of shares with respect to the RSUs originally awarded on April 26, 2021.