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RTG Mining Inc. — Director's Dealing 2022
Jan 31, 2022
47130_rns_2022-01-31_292a8571-be27-4554-abb2-65dc421d46cb.pdf
Director's Dealing
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Rule 3.19A.2
Appendix 3Y
Change of Director's Interest Notice
Information or documents not available now must be given to ASX as soon as available. Information and documents given to ASX become ASX's property and may be made public.
Introduced 30/09/01 Amended 01/01/11
| Name of entity | RTG Mining Inc. |
|---|---|
| ABN | 164 362 850 |
We (the entity) give ASX the following information under listing rule 3.19A.2 and as agent for the director for the purposes of section 205G of the Corporations Act.
| Name of Director | Sean Fieler |
|---|---|
| Date of last notice | 13 October 2020 |
Part 1 - Change of director's relevant interests in securities
In the case of a trust, this includes interests in the trust made available by the responsible entity of the trust
Note: In the case of a company, interests which come within paragraph (i) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Direct or indirect interest | Indirect | |
|---|---|---|
| Nature of indirect interest(including registered holder)Note: Provide details of the circumstances giving rise to the relevantinterest. | 49,963,480 - Equinox Partners LP10,182,439 – Equinox Illiquid11,458,172 – Mason Hill Partners, LP1,027,100 - Sapere Wealth Mgmt #2702,800- Sapere Wealth Mgmt #1631,618- Summit Investors of Vero110,000- S&J Asset Funding42,265,423 – Stichting Lichfield89,000- The Scion GroupMr Sean Fieler is Chief Investment Officerand President of the investment manager(EquinoxPartnersInvestmentManagement LLC) that has control over allthe above Securities. | |
| Date of change | 24 December 2021 | |
| No. of securities held prior to change | 116,430,032 | |
| Class | Chess Depository Interests (CDIs) | |
| Number acquired | 48,637,473 – Equinox Partners LP |
+ See chapter 19 for defined terms.
| Number disposed | N/A |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide details and estimatedvaluation | Shares were issued at an issue price ofA$0.09 per share. |
| No. of securities held after change | Indirectly 165,067,505:77,163,060 - Equinox Partners LP14,206,753 – Mason Hill Partners, LP69,264,008 – Stichting Lichfield4,433,684 –Equinox Partners PreciousMetals Fund, LP |
| Nature of changeExample: on-market trade, off-market trade, exercise of options, issueof securities under dividend reinvestment plan, participation in buyback | IssueofplacementsharesundertheCompany'sASXplacementcapacity,comprising the issue of:-102,041,551 Securities using theCompany's15%placementcapacity under ASX Listing Rule7.1.-56,402,894SecuritiesusingtheCompany's10%placementcapacity under ASX Listing Rule7.1A. |
Part 2 – Change of director's interests in contracts
Note: In the case of a company, interests which come within paragraph (ii) of the definition of "notifiable interest of a director" should be disclosed in this part.
| Detail of contract | N/A | |
|---|---|---|
| Nature of interest | N/A | |
| Name of registered holder(if issued securities) | N/A | |
| Date of change | N/A | |
| No. and class of securities to whichinterest related prior to changeNote: Details are only required for a contract inrelation to which the interest has changed | N/A | |
| Interest acquired | N/A |
+ See chapter 19 for defined terms.
| Interest disposed | N/A |
|---|---|
| Value/ConsiderationNote: If consideration is non-cash, provide detailsand an estimated valuation | N/A |
| Interest after change | N/A |
Part 3 – +Closed period
| Were the interests in the securities or contracts detailed | No |
|---|---|
| above traded during a +closed periodwhere prior written | |
| clearance was required? | |
| If so, was prior written clearance provided to allow the | N/A |
| trade to proceed during this period? | |
| If prior written clearance was provided, on what date was | N/A |
| this provided? |
+ See chapter 19 for defined terms.