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ROSS STORES, INC. — Director's Dealing 2016
Sep 26, 2016
30021_dirs_2016-09-26_adedbde4-384d-4c23-a127-cf908e595ef0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROSS STORES INC (ROST)
CIK: 0000745732
Period of Report: 2016-09-22
Reporting Person: FASSIO JAMES S (President, Chief Dev. Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-03-31 | Common Stock | G | 114 | — | Disposed | 218987 | Direct |
| 2016-06-30 | Common Stock | G | 106 | — | Disposed | 219101 | Direct |
| 2016-03-31 | Common Stock | G | 114 | — | Acquired | 531300 | Indirect |
| 2016-06-30 | Common Stock | G | 106 | — | Acquired | 531406 | Indirect |
| 2016-09-22 | Common Stock | S | 12000 | $63.35 | Disposed | 519406 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 129728 | Indirect |
Footnotes
F1: Securities Beneficially Owned includes shares acquired pursuant to issuer's employee stock purchase plan in a transaction exempt under Rule 16b-3.
F2: Securities held in the name of James S. Fassio Revocable Trust.
F3: Securities held in the name of James S. Fassio 2012 Dynasty Irrevocable Trust.
F4: The reporting person contributed ROST common stock to an exchange fund in exchange for shares of the exchange fund in a transaction intended to comply with Rule 10b5-1(c). The ROST common stock was valued at $63.35 per share for the purposes of determining the number of shares of the exchange fund issued to the reporting person.