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ROCKWELL AUTOMATION, INC — Director's Dealing 2020
Nov 3, 2020
17734_dirs_2020-11-03_c9296d0a-c6b4-4aeb-b773-b064433867af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKWELL AUTOMATION, INC (ROK)
CIK: 0001024478
Period of Report: 2020-11-02
Reporting Person: Nardecchia Christopher (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-11-02 | Common Stock | S | 319 | $245.727 | Disposed | 7601 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5.1468 | Indirect |
Footnotes
F1: Shares represented by Company stock fund units acquired under the Company Savings Plan based on information furnished by the Plan Administrator as of 9/30/2020.
F2: Sale of shares pursuant to Rule 10b5-1 trading plan entered into 5/26/2020 to cover taxes due on restricted stock that vested on 11/1/2020.
F3: Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $245.57 to $245.8950. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.
F4: Includes 6,890 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.