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ROCKWELL AUTOMATION, INC Director's Dealing 2011

Oct 4, 2011

17734_dirs_2011-10-04_57aff978-da05-4b60-9580-f4879abeff8a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKWELL AUTOMATION INC (ROK)
CIK: 0001024478
Period of Report: 2011-10-03

Reporting Person: CRANDALL THEODORE D (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2011-10-03 Performance Shares $ A 19600 Acquired 2011-12-03 Common Stock (19600) Direct

Footnotes

F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

F2: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2011, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.

F3: On December 3, 2008, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2011, resulting in the reported number of performance shares received.