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ROCKWELL AUTOMATION, INC — Director's Dealing 2011
Oct 4, 2011
17734_dirs_2011-10-04_57aff978-da05-4b60-9580-f4879abeff8a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKWELL AUTOMATION INC (ROK)
CIK: 0001024478
Period of Report: 2011-10-03
Reporting Person: CRANDALL THEODORE D (N/A)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-10-03 | Performance Shares | $ | A | 19600 | Acquired | 2011-12-03 | Common Stock (19600) | Direct |
Footnotes
F1: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).
F2: Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent). The performance shares vest on December 3, 2011, provided the reporting person is still an employee of the Company on that date, subject to limited exceptions.
F3: On December 3, 2008, the reporting person was granted a target number of performance shares, with the payout from 0 to 200% of target based on the Company's total shareowner return compared to the performance of companies in the S&P 500 Index over a three-year period. The payout was determined on October 3, 2011, resulting in the reported number of performance shares received.