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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2023

Aug 21, 2023

33148_dirs_2023-08-21_4255b8d4-4c08-4ab3-a287-44a69dab5a73.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2023-08-17

Reporting Person: Shah Gaurav (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-08-17 Common Stock S 4767 $15.471 Disposed 524854 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 207897 Indirect
Common Stock 198341 Indirect

Footnotes

F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) received by the Reporting Person.