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ROCKET PHARMACEUTICALS, INC. — Director's Dealing 2023
Aug 21, 2023
33148_dirs_2023-08-21_4255b8d4-4c08-4ab3-a287-44a69dab5a73.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2023-08-17
Reporting Person: Shah Gaurav (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-08-17 | Common Stock | S | 4767 | $15.471 | Disposed | 524854 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 207897 | Indirect |
| Common Stock | 198341 | Indirect |
Footnotes
F1: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of Restricted Stock Units (RSUs) received by the Reporting Person.
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