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ROCKET PHARMACEUTICALS, INC. Director's Dealing 2023

Dec 13, 2023

33148_dirs_2023-12-12_1713c7bd-5854-4e86-8546-3c6a842bc516.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: ROCKET PHARMACEUTICALS, INC. (RCKT)
CIK: 0001281895
Period of Report: 2023-12-07

Reporting Person: Woods Keith (N/A)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-07 Stock Option (Right to Buy) $26.3 A 20522 Acquired 2033-12-07 Common Stock (20522) Direct
2023-12-07 Stock Option (Right to Buy) $26.3 A 11960 Acquired 2033-12-07 Common Stock (11960) Direct

Footnotes

F1: This option represents a right to purchase a total of 20,522 shares of the Issuer's common stock, which will vest in equal monthly installments over a three-year period, such that all of the shares underlying this option will be fully vested on December 7, 2026.

F2: This option represents a right to purchase a total of 11,960 shares of the Issuer's common stock, which will fully vest on December 7, 2024.