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Roblox Corp Director's Dealing 2024

Feb 23, 2024

29870_dirs_2024-02-22_986a21d2-d145-44ff-975c-7ad3fcac9438.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2024-02-20

Reporting Person: Baszucki Gregory (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-02-20 Class A Common Stock J 1596 Disposed 10814 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2024-02-20 Phantom Stock $ J 1596 Acquired Class A Common Stock (1596) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Class A Common Stock 869250 Indirect
Class A Common Stock 9786603 Indirect
Class A Common Stock 869250 Indirect
Class A Common Stock 1319500 Indirect

Footnotes

F1: In connection with the vesting on February 20, 2024, of restricted stock units previously granted to the reporting person, the reporting person's receipt of 1,596 shares of Class A common stock was deferred, resulting in the reporting person's receipt instead of 1,596 shares of phantom stock pursuant to Roblox Corporation's deferred compensation plan. The reporting person is therefore reporting the disposition of 1,596 shares of Class A common stock in exchange for an equal number of shares of phantom stock.

F2: A portion of these securities are Restricted Stock Units ("RSUs"). Each RSU represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3: These shares are held directly by the Morningstar Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The reporting person may be deemed to have beneficial ownership of the shares held by the trust.

F4: These shares are held of record by the Greg and Christina Baszucki Living Trust dtd 08/18/2006 of which the Reporting Person serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the shares held by the Trust.

F5: These shares are held directly by the Crossbow Dynasty Trust dtd 11/13/2020 of which Bessemer Trust Company of DE, N.A. serves as trustee. The reporting person may be deemed to have beneficial ownership of the shares held by the trust.

F6: These shares are held directly under a Roth IRA account for the reporting person (formerly known as the PENSCO Trust Co).

F7: Each share of phantom stock represents a right to receive one share of Class A common stock.

F8: The phantom stock becomes payable in 10 equal annual installments starting on the date the Reporting Person ceases to be a service provider.