Roblox Corp — Director's Dealing 2023

Aug 15, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Roblox Corp (RBLX)
CIK: 0001315098
Period of Report: 2023-08-14

Reporting Person: Baszucki David (Director, President & CEO, 10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-08-14	Class A Common Stock	M	375000	$0.0759	Acquired	375001	Direct
2023-08-14	Class A Common Stock	S	375000	$30.0288	Disposed	1	Direct
2023-08-14	Class A Common Stock	G	75000	—	Disposed	1217885	Indirect
2023-08-14	Class A Common Stock	G	75000	—	Acquired	75000	Indirect
2023-08-14	Class A Common Stock	S	75000	$30.0288	Disposed	0	Indirect
2023-08-14	Class A Common Stock	G	37500	—	Disposed	1180385	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-08-14	Stock Option (Right to Buy)	$0.0759	M	375000	Disposed	2026-03-21	Class A Common Stock (375000.0)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Class A Common Stock	750000	Indirect
Class A Common Stock	375000	Indirect

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on February 17, 2023.

F2: The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.15, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: Represents a transfer of shares by the Freedom Revocable Trust dated February 28, 2017 as amended to The Baszucki Family Foundation.

F4: These shares are held directly by The Freedom Revocable Trust dated February 28, 2017 as amended, and for which the reporting person serves as trustee.

F5: These shares are held by The Baszucki Family Foundation. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Foundation.

F6: The shares reported in this transaction represent a gift to a charitable organization.

F7: These shares are held by the 2020 Jan Baszucki Gift Trust dtd 12/31/2018 of which the Bessemer Trust Company of Delaware, N.A. serves as trustee. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.

F8: These shares are held by the 2020 David Baszucki Gift Trust dtd 12/31/2018 for which the Bessemer Trust of Delaware, N.A. serves as trustee. The Reporting Person may be deemed to have beneficial ownership of the securities held by the Gift Trust.

F9: All of the shares subject to the option are fully vested and exercisable as of the date hereof.