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RLI CORP — Director's Dealing 2020
Jan 31, 2020
30928_dirs_2020-01-31_e6836e66-5f3a-4eec-9ada-2fc0b7c54817.zip
Director's Dealing
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SEC Form 5 — Annual Statement of Changes in Beneficial Ownership
Issuer: RLI CORP (RLI)
CIK: 0000084246
Period of Report: 2019-12-31
Reporting Person: Diefenthaler Aaron Paul (VP, CIO, Treasurer)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 20570.2849 | Direct |
| Common Stock | 2868.7803 | Indirect |
| Common Stock | 1292.5275 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (300) | 300 | Direct | |
| Restricted Stock Unit | $ | Common Stock (300) | 300 | Direct | |
| Restricted Stock Unit | $ | Common Stock (300) | 300 | Direct | |
| Stock Option | $47.61 | 2023-05-07 | Common Stock (12000) | 12000 | Direct |
| Stock Option | $64.09 | 2024-05-05 | Common Stock (9000) | 9000 | Direct |
| Stock Option | $56.71 | 2025-05-04 | Common Stock (11000) | 11000 | Direct |
| Stock Option | $63.14 | 2026-05-03 | Common Stock (9000) | 9000 | Direct |
| Stock Option | $82.66 | 2027-05-02 | Common Stock (7500) | 7500 | Direct |
Footnotes
F1: Ownership reflects dividend reinvestment
F2: Balance reflects annual company contributions and dividend reinvestment.
F3: Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
F4: These restricted stock units are scheduled to vest 100% on the third anniversary of the date of grant.
F5: Upon vesting, each restricted stock unit represents the right to receive one share of common stock.
F6: Stock option grant price adjusted to reflect $2.00 extraordinary dividend declared 11-12-15.
F7: Pursuant to option schedule wherein 20% of the aggregate number of shares granted may be exercised commencing one year from grant date and each year thereafter in 20% increments.