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RIVERVIEW BANCORP INC — Director's Dealing 2015
Mar 18, 2015
34119_dirs_2015-03-18_d50efc67-ba56-4ff6-befb-fbd458cc5139.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: RIVERVIEW BANCORP INC (RVSB)
CIK: 0001041368
Period of Report: 2015-03-17
Reporting Person: Wills Bessie Ross (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-03-17 | Common Stock | M | 10000 | $2.61 | Acquired | 24000 | Indirect |
| 2015-03-17 | Common Stock | M | 4000 | $2.78 | Acquired | 28000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-03-17 | Stock Option (Right to Buy) | $2.61 | M | 10000 | Acquired | 2020-12-11 | Common Stock (10000) | Direct |
| 2015-03-17 | Stock Option (Right to Buy) | $2.78 | M | 4000 | Acquired | 2023-07-16 | Common Stock (4000) | Direct |
Footnotes
F1: Shares beneficially owned with spouse.
F2: The option was granted on 12/15/2010.
F3: The option was granted on 7/16/2013.
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